3GPP TS 36.213 V8.6.0 (2009-03)
Technical Specification
3rd Generation Partnership Project;
Technical Specification Group Radio Access Network;
Evolved Universal Terrestrial Radio Access (E-UTRA);
Physical layer procedures
(Release 8)
The present document has been developed within the 3rd Generation Partnership Project (3GPP TM) and may be further elaborated for the purposes of 3GPP.
The present document has not been subject to any approval process by the 3GPP Organisational Partners and shall not be implemented.
This Specification is provided for future development work within 3GPP only. The Organisational Partners accept no liability for any use of this Specification.
Specifications and reports for implementation of the 3GPP TM system should be obtained via the 3GPP Organisational Partners’ Publications Offices.
Keywords
UMTS, radio, layer 1
3GPP
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Copyright Notification
No part may be reproduced except as authorized by written permission.
The copyright and the foregoing restriction extend to reproduction in all media.
? 2009, 3GPP Organizational Partners (ARIB, ATIS, CCSA, ETSI, TTA, TTC).
All rights reserved.
UMTS? is a Trade Mark of ETSI registered for the benefit of its members
3GPP? is a Trade Mark of ETSI registered for the benefit of its Members and of the 3GPP Organizational Partners
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GSM? and the GSM logo are registered and owned by the GSM Association
Contents
Foreword 5
1 Scope 6
2 References 6
3 Definitions, symbols, and abbreviations 7
3.1 Symbols 7
3.2 Abbreviations 7
4 Synchronisation procedures 8
4.1 Cell search 8
4.2 Timing synchronisation 8
4.2.1 Radio link monitoring 8
4.2.2 Inter-cell synchronisation 8
4.2.3 Transmission timing adjustments 8
5 Power control 9
5.1 Uplink power control 9
5.1.1 Physical uplink shared channel 9
5.1.1.1 UE behaviour 9
5.1.1.2 Power headroom 12
5.1.2 Physical uplink control channel 12
5.1.2.1 UE behaviour 12
5.1.3 Sounding Reference Symbol 14
5.1.3.1 UE behaviour 14
5.2 Downlink power allocation 15
5.2.1 eNodeB Relative Narrowband TX Power restrictions 16
6 Random access procedure 16
6.1 Physical non-synchronized random access procedure 16
6.1.1 Timing 17
6.2 Random Access Response Grant 17
7 Physical downlink shared channel related procedures 18
7.1 UE procedure for receiving the physical downlink shared channel 19
7.1.1 Single-antenna port scheme 21
7.1.2 Transmit diversity scheme 21
7.1.3 Large delay CDD scheme 22
7.1.4 Closed-loop spatial multiplexing scheme 22
7.1.5 Multi-user MIMO scheme 22
7.1.6 Resource allocation 22
7.1.6.1 Resource allocation type 0 22
7.1.6.2 Resource allocation type 1 23
7.1.6.3 Resource allocation type 2 24
7.1.7 Modulation order and transport block size determination 25
7.1.7.1 Modulation order determination 25
7.1.7.2 Transport block size determination 26
7.1.7.2.1 Transport blocks not mapped to two-layer spatial multiplexing 27
7.1.7.2.2 Transport blocks mapped to two-layer spatial multiplexing 32
7.1.7.2.3 Transport blocks mapped for DCI Format 1C 33
7.1.7.3 Redundancy Version determination for Format 1C 33
7.2 UE procedure for reporting channel quality indication (CQI), precoding matrix indicator (PMI) and rank indication (RI) 33
7.2.1 Aperiodic CQI/PMI/RI Reporting using PUSCH 36
7.2.2 Periodic CQI/PMI/RI Reporting using PUCCH 40
7.2.3 Channel quality indicator (CQI) definition 46
7.2.4 Precoding Matrix Indicator (PMI) definition 48
7.3 UE procedure for reporting ACK/NACK 49
8 Physical uplink shared channel related procedures 52
8.1 Resource Allocation for PDCCH DCI Format 0 54
8.2 UE sounding procedure 55
8.3 UE ACK/NACK procedure 57
8.4 UE PUSCH Hopping procedure 58
8.4.1 Type 1 PUSCH Hopping 59
8.4.2 Type 2 PUSCH Hopping 59
8.5 UE Reference Symbol procedure 60
8.6 Modulation order, redundancy version and transport block size determination 60
8.6.1 Modulation order and redundancy version determination 60
8.6.2 Transport block size determination 61
8.6.3 Control information MCS offset determination 61
8.7 UE Transmit Antenna Selection 63
9 Physical downlink control channel procedures 64
9.1 UE procedure for determining physical downlink control channel assignment 64
9.1.1 PDCCH Assignment Procedure 64
9.1.2 PHICH Assignment Procedure 65
9.2 PDCCH validation for semi-persistent scheduling 66
10 Physical uplink control channel procedures 67
10.1 UE procedure for determining physical uplink control channel assignment 67
10.2 Uplink ACK/NACK timing 72
Annex A (informative): Change history 74
Foreword
This Technical Specification (TS) has been produced by the 3rd Generation Partnership Project (3GPP).
The contents of the present document are subject to continuing work within the TSG and may change following formal TSG approval. Should the TSG modify the contents of this present document, it will be re-released by the TSG with an identifying change of release date and an increase in version number as follows:
Version x.y.z
where:
x the first digit:
1 presented to TSG for information;
2 presented to TSG for approval;
3 or greater indicates TSG approved document under change control.
y the second digit is incremented for all changes of substance, i.e. technical enhancements, corrections, updates, etc.
z the third digit is incremented when editorial only changes have been incorporated in the document.
1 Scope
The present document specifies and establishes the characteristics of the physicals layer procedures in the FDD and TDD modes of E-UTRA.
2 References
The following documents contain provisions which, through reference in this text, constitute provisions of the present document.
l References are either specific (identified by date of publication, edition number, version number, etc.) or nonspecific.
l For a specific reference, subsequent revisions do not apply.
l For a non-specific reference, the latest version applies. In the case of a reference to a 3GPP document (including a GSM document), a non-specific reference implicitly refers to the latest version of that document in the same Release as the present document.
[1] 3GPP TR 21.905: “Vocabulary for 3GPP Specifications”
[2] 3GPP TS 36.201: “Evolved Universal Terrestrial Radio Access (E-UTRA); Physical Layer – General Description”
[3] 3GPP TS 36.211: “Evolved Universal Terrestrial Radio Access (E-UTRA); Physical channels and modulation”
[4] 3GPP TS 36.212: “Evolved Universal Terrestrial Radio Access (E-UTRA); Multiplexing and channel coding”
[5] 3GPP TS 36.214: “Evolved Universal Terrestrial Radio Access (E-UTRA); Physical layer – Measurements”
[6] 3GPP TS 36.101: “Evolved Universal Terrestrial Radio Access (E-UTRA); User Equipment (UE) radio transmission and reception”
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