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DOI: 10.1177/009770049301900206
1993 19: 199Modern China
Heath B. Chamberlain
On the Search for Civil Society in China
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199
On the Search for Civil Society in China
HEATH B. CHAMBERLAIN
University of British Columbia
There has been a lot of speculation lately about the emergence of
&dquo;civil society&dquo; in China, especially in the wake of the massive dem-
onstrations in Beijing and other major cities in the spring of 1989.
Much evidence has been marshaled to support the case: the manifestly
high level of political awareness and sophistication among students
involved in the demonstrations; the insistent student demands for
autonomy; the warm support given to the students not only by &dquo;white-
collar&dquo; professionals but also by the bulk of ordinary citizens; the
seeming ability of the demonstrators to police and govern them-
selves in the midst of chaotic conditions; the aura of goodwill and
&dquo;civility&dquo; pervading the streets of Beijing and other cities during this
period; and so on. The brutal suppression of the movement by the
military, imprisonment of many of the demonstrators, and subsequent
repression of dissent, although seen as effective in the short run, have
generally been regarded as ineffective in the long term-as flimsy
barriers against an inevitable resurgence of the tide. &dquo;The ruthless
campaign of suppression that began on June 4,&dquo; writes Thomas Gold
(1990: 31 ), &dquo;revealed in turn the degree to which the [CCP] remains
unwilling and unable to accept the reality of nascent civil society in
China.&dquo;
Civil society is a thorny concept, fraught with theoretical and moral
implications. Among China scholars, many have come to see it as the
&dquo;missing link&dquo; between Western and non-Western political experi-
ences. Against the assertion that Asian political cultures are generally
inimical to Western liberal-democratic norms, the argument is now
heard that civil society, which has recently emerged under communist
regimes in Eastern Europe, is currently appearing in somewhat similar
MODERN CHINA, Vol 19 No 2, April 1993 199-215 5
© 1993 Sage Publications, Inc.
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200
guise in China, bringing in its train &dquo;democracy&dquo; (albeit &dquo;with Chinese
characteristics&dquo;). Moreover, the term has come to signify nothing less
than the &dquo;reign of virtue.&dquo; Whatever political arrangement-whatever
configuration of state and society-encourages its development is
deemed good and worthy of support, and whatever arrangement stands
in its way is to be condemned and altered. To apply (or misapply) the
term to contemporary China is to affect profoundly the way we
perceive and treat that nation. This is all to say, it matters a lot how we
define the concept and employ it.
I think that most recent studies misinterpret and misuse it. All too
often the term serves to embellish rather than inform discussion,
creeping into the concluding remarks where we are told that what has
just been described constitutes the &dquo;germ of Chinese civil society.&dquo;
But even where authors take the trouble to define the concept, they
frequently do so in a way that trivializes it or strips it of theoretical
and analytical value.
This article deals first with some of the recent studies of civil society
in China. It then examines the concept more closely, offering a defini-
tion somewhat different from the one that seems to govern much of
the literature. Finally, it reassesses the current state of civil society in
China, suggesting ways in which we might more fruitfully examine it.
CHINA: AN EMERGING CIVIL SOCIETY?
Arguments on behalf of an &dquo;emerging civil society&dquo; in China tend
to fall into one of several categories: (1) those that treat civil society
as the product of a &dquo;revolutionary moment,&dquo; a sudden forging of a
united front among disparate social elements, taking shape essentially
&dquo;at the barricades&dquo;; (2) those that see it as a recently emergent
&dquo;counterelite structure,&dquo; restricted mainly to urban-based intellectuals
and students, yet firmly established and potentially expandable; and
(3) those that view it in longer-range historical perspective, as a
phenomenon clearly evident decades, if not a century ago-and now,
after years of forcible suppression, reasserting itself.
The work of Lawrence Sullivan (1990) is a good example of
arguments in the first category. Drawing on ideas of Rousseau and
Montesquieu, Sullivan contends that civil society-a &dquo;moral and
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collective body&dquo; in which &dquo;each person gives himself to all and not to
any one individual&dquo;-~an quite &dquo;literally come on a moment’s notice.&dquo;
For Sullivan, the hallmark of civil society is the sudden capacity of
once alienated groups within society to overcome their differences and
present a solid front in the face of an intransigent regime. And that, he
tells us, is precisely what occurred in the streets of Beijing in the spring
of 1989. &dquo;Students and workers alike were now identifying their
individual, personal will with the national interest, putting aside the
divisions that had obstructed a united front ever since the first expres-
sion of popular discontent in the late 1970s&dquo; (Sullivan, 1990: 136).
Civil society as &dquo;solidarity at the barricades&dquo; is a theme running
implicitly through a number of post-Tiananmen studies. Clemens
Ostergaard (1989: 40), for example, writes of &dquo;the new and [to the
Party leadership] dangerous prospect ... of a nationwide autonomous
organization of the discontented,&dquo; and of a &dquo;sudden, massive spread
of civil society&dquo; in the spring of 1989. Jonathan Unger (1991: 6)
suggests that &dquo;within the course of only one or two weeks in May 1989
[the term shimin (citizen)] was on everyone’s lips across the country,&dquo;
with everyone now &dquo;having a common identity.&dquo; Edward Friedman
(1990) highlights the active, supportive role played by peasants in the
largely urban-centered events of May-June 1989.
This approach is problematic on two counts. First is the matter of
evidence: did the spring of 1989 indeed witness (in Sullivan’s words)
&dquo;the emergence of a cohesive popular consciousness&dquo;? As time goes
on and the dust settles, it becomes increasingly clear that different
observers had very different impressions of the degree of solidarity in
the streets. Although some accounts tell us that intellectuals, students,
and workers were able to &dquo;put aside their divisions&dquo; and present a united
front, others assert that such unity was fragile at best.’ Even among
the core demonstrators-the students themselves-&dquo;solidarity&dquo; was
elusive. Looking back at events, student leader Shen Tong ( 1990: 228)
has reflected: &dquo;There were so many of us, so many groups, often going
off in different directions, that the government couldn’t possibly have
been sure what we were asking for and who was asking for it.&dquo;
Even granting some measure of &dquo;instant cohesiveness&dquo; among the
demonstrators, how should we interpret it? The changing, volatile
nature of life at the barricades may be an essential feature of &dquo;social
movement,&dquo; but does it necessarily have much to do with &dquo;the emer-
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202
gence of civil society&dquo; ?2 If by the latter concept we mean to measure
progress away from one mode of social existence to another, surely
we need more than a series of snapshots taken during the heat of a
revolutionary moment. We need to focus on more profound and
abiding changes in the ways that people interrelate. Other studies more
properly emphasize the enduring nature of civil society. Vladimir
Tismaneanu ( 1990: 17), for example, dubs it &dquo;the counterstructure that
escapes government control,&dquo; while Martin Whyte ( 1992: 77) stresses
the idea of &dquo;institutionalized autonomy&dquo; of social relations vis-A-vis
the state. To allow otherwise-to concede, as does Sullivan (1990:
130), that &dquo;prospects for long-term self-management were undoubt-
edly limited&dquo;-is to render civil society ephemeral and risk trivializing
the concept altogether.
The second approach makes a more convincing case in this regard.
Merle Goldman (1991), Andrew Nathan (1990), Michel Bonnin and
Yves Chevrier (1991), among others, have discerned a nascent Chi-
nese civil society in the successful creation of networks of independent
organizations &dquo;outside state control&dquo; (Goldman, 1991: 16) by such
intellectuals as Wang Juntao and Chen Ziming in the period preceding
the spring of 1989. No sweeping assertions here of an &dquo;emerging
popular consciousness&dquo;-indeed, in a more recent article, Nathan
(1991: 32) explicitly dismisses Sullivan’s central thesis. Rather, we
are told, the constituent elements of a nascent civil society are rela-
tively limited in number, largely urban based, mainly centered in the
intellectual-student community. Where the first approach sees civil
society as blossoming suddenly at the barricades, this one conceives
of it as germinating more gradually in a &dquo;seedbed&dquo; tended primarily
by urban-based intellectuals and students.
Although this perspective provides more shape and visibility to
an otherwise nebulous phenomenon-giving &dquo;structure&dquo; to the
&dquo;movement&dquo;-it raises another troubling question. Is the intellectual
seedbed, structured though it may be, truly &dquo;independent&dquo; and outside
state control? Do intellectuals in China generally see themselves as
confronting the state, as part of an emergent structure seeking auton-
omy from government? I suspect not. As Goldman’s own studies
suggest, relations between intellectual and state in China are exceed-
ingly complex (see, for example, Goldman, 1981). No doubt some
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203
intellectuals strive for independence from the state, but the vast
majority likely see themselves as actually (or potentially) part of the
state, seeking power (or more power). Few so far have made the leap
from &dquo;priest to professional,&dquo; in Timothy Cheek’s terms: &dquo;The close
relationship between members of the educated elite and the state has
been a constant feature of Chinese history, including the revolutionary
era, and continues to help shape the post-Tiananmen period, despite
the traumatic events of 1989&dquo; (Cheek, 1992: 124; see also Perry, 1992:
158). The intellectual’s vision of civil society, in other words, is not
so much &dquo;counterstructure&dquo; as it is &dquo;alternate structure&dquo;-a way of
organizing and staffing the state apparatus differently, rather than
challenging it altogether.
The third approach, taking a longer-range historical perspective,
sees the first stirrings of civil society in China more than a century
ago, on the eve of the modern republican and communist revolutions.
With the traditional state system in rapid decline and incapable of
responding effectively to the challenges posed by Western imperialist
powers, it is argued, society-based local elites increasingly took the
initiative, asserted their powers, and generally acted as &dquo;public author-
ity.&dquo; Such developments were slowed if not completely halted by the
imposition from above of revolutionary dictatorships-first National-
ist, then Maoist. Nevertheless, this argument continues, the forces
making for a civil society never entirely dissipated, but survived in
embryonic form through the years.3
The dominant image at work here is of an already existent civil
society &dquo;resurfacing&dquo; after a long period of suppression by an antag-
onistic state system. The process of reemergence, we are told, has been
underway since at least the early 1980s, stimulated primarily by the
reforms-especially economic initiatives-launched by Deng Xiaoping
and his allies. Chinese civil society, now &dquo;flourishing in the fertile soil
of autonomous economic activity&dquo; (Gold, 1990: 31), can be seen as a
direct descendant of the &dquo;structural changes&dquo; noted by R. Keith
Schoppa (1982) in the &dquo;core areas&dquo; of late nineteenth-century
Zhejiang. This is no overnight crystallization at the barricades, nor is
it limited to the world of intellectuals and students. Rather, it is the
outcropping of a deep and long-term development.
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204
This is a compelling argument insofar as it captures the enduring
structure missing in the first approach and the counterstructure prom-
ised but undelivered in the second. But the putative link between the
&dquo;public sphere&dquo; of a century ago and civil society of today is very
tenuous indeed. As I understand the term, public sphere refers to that
realm of essentially local community-centered activities, unattended
by state officials, requiring the cooperation and coordination of private
individuals and groups for their accomplishment: &dquo;areas of ex-
trabureaucratic community interest&dquo; (Rowe, 1990: 18), &dquo;in which
consensual decisions were articulated by community leaders and
services were managed by local men&dquo; (Rankin, 1986: 15). Although
Rowe, Rankin, and others may be right that the public sphere expanded
dramatically in the aftermath of the Taiping Rebellion and into the
early decades of the twentieth century, there is little to suggest that
these developments were tantamount to the &dquo;early stirrings of civil
society.&dquo; In fact, the very opposite may have been the case. If the
assertion of local elite control had the effect of reinforcing parochial
outlooks and traditional social relations, it may have hindered more
than enhanced any real movement toward civil society.
The main problem with this approach is that it conflates the terms
society and civil society. They are not the same. The qualifier &dquo;civil&dquo;
connotes, among other things, &dquo;concern with the commonweal.&dquo; &dquo;The
virtue of civil society,&dquo; writes Edward Shils (1991: 16), &dquo;is the readi-
ness to moderate particular, individual or parochial interests and to
give precedence to the common good.&dquo; Few hold that societies are by
nature civil in this regard; most see such concern for the commonweal
as a mark of progress away from more traditional values to more
modern norms of &dquo;citizenship.&dquo; This is all to say, it is important to
distinguish between &dquo;social dynamics&dquo; and &dquo;civil-social dynamics.&dquo;
Indeed, all three approaches share this flawed conception of civil
society, insofar as they define it exclusively in terms of &dquo;counterstructure&dquo;
-as &dquo;existing outside the orbit of the state,&dquo; &dquo;beyond the control of
government,&dquo; &dquo;autonomous vis-h-vis state officials,&dquo; so forth. The
underlying premise seems to be that the existence and viability of civil
society vary directly with the distance (or absence) of state power. But
this seriously distorts the meaning of the term. Historically conceived,
civil society is as much a creature of the state as it is of society. The
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205
interrelations among these three elements-state, society, and civil
society-are far more complex than much of the recent literature
allows. We need to reexamine our terms.
STATE, SOCIETY, AND CIVIL SOCIETY
To what extent is civility a natural emergent feature of society? To
what extent does it depend upon imposition of order by the state?
Simply stated, these queries lie at the heart of much of the debate over
the meaning and origins of civil society. Few theorists have gone to
the extremes of either Hobbes or Paine: the one convinced that civil
society exists only by virtue of the presence of state power; the other,
that it thrives only in the total absence of such power. Most see
elements of both state and society as essential components of a healthy
civil society. Nevertheless, there are strongly divergent views regard-
ing (1) which element-state or society-is to prevail and which is to
serve mainly to &dquo;check&dquo; the other; and (2) the degree to which a viable
civil society is autonomous vis-A-vis both state and society.’
Although Hobbes and Paine had diametrically opposed views of
the origins of civil society, they nevertheless agreed it had no meaning
or existence apart from state or society. With theorists as diverse as
Locke, Hegel, and Tocqueville, the nature of civil society becomes not
only more &dquo;mixed&dquo; but also more independent and self-assertive.
Locke firmly believed that state power was essential to the mainte-
nance of social tranquillity, but he also admitted the possibility of a
&dquo;natural&dquo; social solidarity. Accordingly, Locke’s civil society was
neither Hobbes’s Leviathan nor Paine’s &dquo;minimum state.&dquo; It was
essentially a collective, contractual arrangement undertaken by
society’s elites to impose and accept order among themselves for the
purposes of protecting and facilitating their individual enjoyment of
certain natural rights. According to Zbigniew Rau (1987: 582-583),
[Locke] treats civil society as the sum of independent moral beings
whose rational choices place them in the Commonwealth. Briefly
stated, his civil society is a collective effort to enforce the individually
realized natural concept of justice. In other words, it is a voluntary
organization of individuals, set up as the result of the social contract,
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206
and centered around moral purposes, to which they desire to give a
political dimension in public life. This is the guarantee that in accor-
dance with the principles of the workmanship model, man will be in a
position to follow his calling in his social and political relationships.
This line of thought moves us beyond an easy equation of civil society
with either society or state: although not entirely separate from either,
it is at the same time something quite different.
Nineteenth-century theorists like Hegel and Tocqueville carried this
tendency even further. For Hegel, civil society represented, among
other things, a realm of individual producers engaged in economic
exchange, relatively free from domination by a patriarchal society.
From Tocqueville’s perspective, it was a realm of widespread associ-
ational activity, relatively free from direct control by the state. Hegel
saw civil society as an essential condition of individual freedom
vis-A-vis society (Stillman, 1980); Tocqueville saw it as an essential
condition of political democracy vis-A-vis the state (Keane,1988: 51 ).
Hegel (like Hobbes) posed civil society as a necessary counter-
weight to a defective natural soc
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