Progress in Polymer Science 37 (2012) 211– 236
Contents lists available at ScienceDirect
Progress in Polymer Science
j ourna l ho me pag e: ww w.elsev ier .com/ locate /ppolysc i
Construction of functional aliphatic polycarbonates for biomedical
applications
Jun Feng, Ren-Xi Zhuo, Xian-Zheng Zhang ∗
Key Laboratory of Biomedical Polymers of Ministry of Education & Department of Chemistry, Wuhan University, Wuhan, 430072, China
a r t i c l e i n f o
Article history:
Received 25 April 2011
Received in revised form 19 July 2011
Accepted 22 July 2011
Available online 2 August 2011
Keywords:
Cyclic carbonate
Functional aliphatic polycarbonate
Ring-opening polymerization
Biomedical application
a b s t r a c t
Aliphatic polycarbonates are one important kind of biodegradable polymers and have been
commonly used as integral components of engineered tissues, medical devices and drug
delivery systems. As far as the biomedical application is concerned, traditional aliphatic
polycarbonates usually suffer from the strong hydrophobicity, deficient functionality, and
insufficient compatibility with cell/organs. Consequently, the application is quite limited in
scope. Due to the imparted appealing properties, aliphatic polycarbonates bearing specif-
ically designed functional/reactive groups attract great interest from researchers in the
recent years. The present review outlines the development up to date concerning the design
and biomedical application of functional aliphatic polycarbonates, with an emphasis on
their ring-opening (co)polymerization preparation.
© 2011 Elsevier Ltd. All rights reserved.
Abbreviations: (ADMC)2, 6,14-dimethyl-1,3,9,11-tetraoxa-6,14-diaza-cyclohexadecane-2,10-dione; AFM, atomic force microscope; APC, aliphatic
polycarbonate
yl)carbamic a
5-(2-oxo-1,3-d
tion; Con A, c
DHC, dihydro
tering; DMAP
trimethylene
5-ethoxycarbo
receptors; FTI
HETC, 2-(2-hy
lene carbonat
MAMC, 5-me
dioxan-2-one;
mono-4-meth
dioxan-2-one;
5-methyl-5-(2
MTT, 3-(4,5-d
ylidene)-1,3-d
PBS, phosphat
poly(ethylene
carbonate); PT
merization; S
transmission e
trimethoxyben
X-ray photoel
benzyl ester.
∗ Correspon
E-mail add
0079-6700/$ –
doi:10.1016/j.
; ATMC, 5-allyloxy-1,3-dioxan-2-one; BETC, 2-(2-benzyloxyethoxy)-trimethylene carbonate; Boc-T-CC, (4-methyl-2-oxo[1,3]dioxan-5-
cid tertbutyl ester; BSA, bovine serum albumin; BTMC, 5-benzyloxyl 1,3-dioxan-2-one; t-BuOK, potassium tert-butoxide; 65CCP,
ioxolan-4-yl)methyl-5-propyl-1,3-dioxan-2-one; CDI, 1,10-carbonyldiimidazole; CL, �-caprolactone; CMC, critical micelle concentra-
oncanava-lin A; DBTC, 5,5-dibromomethyl-trimethylene carbonate; DBU, 1,8-diazabicyclo[5.4.0]undec-7-ene; DHA, dihydroxyacetone;
xyacetone carbonate; DHPC, 5,5-bis(hydroxymethyl)-1,3-dioxan-2-one; DIC, N,N′-diisopropylcarbodiimide; DLS, dynamic light scat-
, 4-dimethylamiopryidine; DON, 1,4-dioxan-2-one; DOX, doxorubicin; DSC, differential scanning calorimetry; DTC, dimethyl
carbonate; EDC, 1-ethyl-3-(3-dimethylaminopropyl) carbodiimide; EHDO, 5-ethyl-5-hydroxymethyl-1, 3-dioxan-2-one; EMTC, 5-methyl-
nyl-1,3-dioxan-2-one; FA, folic acid; EOPDC, 2, 2-ethylenedioxypropane-1,3-diol carbonate; FITC, fluorescein isothiocyanate; FR, folate
R, fourier transform infrared spectroscopy; GFC, gel filtration chromatography; cHTC, 2,2-(2-pentene-1,5-diyl) trimethylene carbonate;
droxyethoxy) trimethylene carbonate; HETTMC, 5-{3-[(2-hydroxyethyl)thio]propoxy}-1,3-dioxan-2-one; HTMC, 5-hydroxyl trimethy-
e; IBAO, iso-butyl aluminoxane; ITC, (5S,6S)-dimethyl-5,6-isopropylidene-1,3-dioxepin-2-one; LA, lactide; MAO, methyl aluminoxane;
thyl-5-acetylenecarbonyl-1,3-dioxane-2-one; MTMC, methacryloyl trimethylene carbonate; MATMC, 5-methyl-5-allyloxycarbonyl-1,3-
MBC, 5-methyl-5-benzyloxycarbonyl-1,3-dioxan-2-one; MBCG, methyl 4,6-O-benzylidene-2,3-O-carbonyl-d-glucopyranoside; MBPEC,
oxybenzylidene-pentaerythritol carbonate; MC, 5-methyl-5-cinnamoyloxymethyl-1,3-dioxan-2-one; MCC, 5-methyl-5-carboxyl-1,3-
MDI, diphenylmethane diisocyanate; MMTC, 5-methyl-5-methoxycarbonyl-1,3-dioxan-2-one; Mn , number average molecular weight; MNC,
-nitro-benzoxycarbonyl)-1,3-dioxan-2-one; MOPDC, 2,2-dimethoxypropane-1,3-diol carbonate; mPEG, methyoxyl-poly(ethylene glycerol);
imethylthiazol-2-yl)-2,5-diphenyltetrazolium bromide; Mw, weight average molecular weight; NBC, 5,5-(bicyclo[2.2.1]hept-2-en-5,5-
ioxan-2-one; N-CBz-Hpr, trans-4-hydroxy-N-benzyloxycarbonyl-l-proline; NHS, N-hydroxysuccinimide; NMR, nuclear magnetic resonance;
e-buffered saline; PCD, poly(5-methyl-5-lauryloxycarbonyl-trimethylene carbonate); PDTC, poly(dimethyl trimethylene carbonate); PEG,
glycol); PEI, polyethylenimine; PLA, poly(lactic acid); PLGA, poly(lactic-co-glycolic acid); PLLA, poly(l-lactic acid); PTMC, poly(trimethylene
O, 9-phenyl-2,4,8,10-tetraoxaspiro[5,5]undecan-3-one; RCA, ricinus communis agglutinin; RGD, Arg-Gly-Asp; ROP, ring-opening poly-
CROP, self-condensing ring-opening polymerization; SEC, size exclusion chromatography; Sn(Oct)2, stannous 2-ethylhexanoate; TEM,
lectron microscope; Tg, glass transition temperatures; TGA, thermo gravimetric analysis; Tm, melting temperature; TMBPEC, mono-2,4,6-
zylidene-pentaerythritol carbonate; TMC, trimethylene carbonate; UMTC, 5-methyl-5-phenylureidoethylcarboxyl-1,3-dioxane-2-oxo; XPS,
ectron spectroscopy; Z-S-CC, (2-oxo[1,3]dioxan-5-yl) carbamic acid benzyl ester; Z-T-CC, (4-methyl-2-oxo[1,3]-dioxan-5-yl) carbamic acid
ding author. Tel.: +86 27 6875 5993; fax: +86 27 6875 4509.
ress: xz-zhang@whu.edu.cn (X.-Z. Zhang).
see front matter © 2011 Elsevier Ltd. All rights reserved.
progpolymsci.2011.07.008
212 J. Feng et al. / Progress in Polymer Science 37 (2012) 211– 236
Contents
1. Introduction . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 212
2. Glycerol-based cyclic carbonates and their (co)polymers . . . . . . . . . . . . . . . . . . . . . .
3. Pentaerythritol-derived cyclic carbonates and their (co)polymers . . . . . . . . . . . . .
4. l-Tart
5. Sugar
6. 2-(Dih
7. Dihyd
8. Amin
9. Other
10. Summ
Ackno
Refer
1. Introdu
Compar
important e
ates (APCs)
poor therm
decade, how
in pace wit
field, owing
ity and bio
the so-calle
instead an
safety conc
ple, biodeg
implantatio
[6]. Along
ing their s
physiologic
implanted
[7,8].
So far, al
tus in the d
used in the
sciences [9–
tion of prot
acid) (PLGA
loaded bio
course of p
mainly due
associated
accumulati
aseptic infl
the inheren
able biocom
embodied i
in vivo deg
rate of poly
desirable fo
durability i
Currentl
commonly
investigate
carbonate)
bonate) (P
application
suffer from
aric acid derived cyclic carbonates and their (co)polymers . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 221
derived cyclic carbonates and their (co)polymers. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 221
ydroxymethyl)-propanoic acid derived cyclic carbonates and their (co)polymers . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 223
roxyacetone derived cyclic carbonates and their (co)polymers . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 230
o acid derived cyclic carbonates and their (co)polymers . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 230
functional cyclic carbonates and their (co)polycarbonates . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 231
ary. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 233
wledgments . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 233
ences . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 233
ction
ed with aromatic polycarbonates known as
ngineering plastics [1,2], aliphatic polycarbon-
have been less interesting because of their
al stability and easy hydrolysis. Since the last
ever, APCs have attracted increasing attention
h their significant applications in the medical
to their unique combination of biodegradabil-
compatibility [3–5]. For medical applications,
d instability or temporal stability of APCs is
attractive advantage from the perspectives of
erns and biofunction requirements. For exam-
radable polymers do not require removal after
n, thereby avoiding a second surgical treatment
with the degradation of APCs after complet-
pecifically intended function, the undesired
al response, often associated with permanently
synthetic materials, is substantially reduced
iphatic polyesters appear to hold a leading sta-
evelopment of synthetic degradable polymers
vast field of biomedical and pharmaceutical
12]. However, previous work on the encapsula-
eins or plasmid DNA into poly(lactic-co-glycolic
) microspheres led to the conclusion that those
molecules might undergo inactivation in the
olymer degradation [13–15]. This process is
to the creation of the acidic microenvironment
with the degraded polyester oligomers. The
on of acid components would cause the local
ammation as well [16]. In comparison, besides
tly excellent mechanical properties and accept-
patibility, the outstanding advantage of APCs is
n the absence of acidic compounds during the
radation [17–20]. In addition, the degradation
carbonates is slower than polyesters, which is
r the application in need of relatively long-term
n the body [21,22].
y, ring-opening polymerization (ROP) is the
used method to prepare APCs [23–26]. The most
d APCs are represented by poly(trimethylene
(PTMC) and poly(dimethyl trimethylene car-
DTC) [23–25]. As far as the biomedical
is concerned, those traditional APCs usually
strong hydrophobicity, lack of functional-
ity and insufficient compatibility with cell/organs. Those
drawbacks would lead to in vivo foreign body reactions
such as infections, inflammation, local tissue necrosis, and
thrombosis [27]. The main resolution is directed at the
design of specifically functionalized APCs via the controlled
incorporation of functional/reactive groups into polymer
chains. Functional groups, properly located on a poly-
mer chain, may tailor the chemicophysical and biological
properties of polymeric materials including hydrophilic-
ity/hydrophobicity, membrane permeability, bioadhesive
ability, biocompatibility and biodegradability. More inter-
estingly, the presence of functional/reactive groups offers
great opportunities to further post-modification including
sequential binding of appropriate biochemical cues, which
in turn allows for the specific interaction between materials
and cells/organs for drug targeting and tissue engineering
purposes based on a tailor-made biomaterial-tissue inter-
face. At this point, the biofunction of such polymers would
be potentially extended enormously, and the application
fields appear to be greatly expanded.
With this framework as the motivation, more and more
efforts turn to seeking functionalized APCs for biomedical
applications. One important strategy is based on the inno-
vative design and ROP of carbonate monomers substituted
by functional/reactive groups. Relative to condensation
polymerization which necessitates efficient removal of the
condensate to shift the reaction equilibrium to polymer-
ization, the ROP method has no leaving compounds and
proceeds under mild reaction conditions. Precise control
over functional APCs is readily accomplished with respect
to the number–average molecular weight Mn and poly-
mer architecture by means of ROP with selected initiators
and catalysts. In addition, the preparation of functional
monomers facilitates the manufacture of a variety of new
materials with well-defined arrangement of functional
groups along the backbone, through copolymerization with
other available monomers such as trimethylene carbon-
ate (TMC), lactide (LA), �-caprolactone (�-CL) and so on
[28–31].
Compared to the tedious procedures involved in the
fabrication of functional lactones/lactides, functional cyclic
carbonates are more easily prepared via typical cyclization
reactions between dihydroxyl compounds and phosgene
or its analogues [29,32–37]. Note that most reported func-
tional cyclic carbonates are six- and seven-membered rings
. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 213
. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 219
J. Feng et al. / Progress in Polymer Science 37 (2012) 211– 236 213
ed cycli
since the m
larger-sized
One attr
bonates is t
the ring str
high Mn. Fu
amine and s
bonate mon
preparation
ceptible to
the whole p
functional g
prior to pol
polymeriza
mer chains.
the appropr
tor determ
practically
the protect
group and b
A wide
included in
tion of funct
according t
catalyzed m
polymeriza
approach f
prominent
alytic effici
[45–50].
In light o
in use as bi
developme
functional p
opening (co
2. Glycero
(co)polyme
As know
biocompati
able mater
should main
formance o
quickly upo
the biocom
into accoun
oduct
o hum
bolize
bioma
uman
se the
norma
ith th
rol-de
carbon
er ch
benzyl
red fr
ry hyd
catalyz
s or
2-ben
red w
ter de
even
iocom
well d
vivo de
ysis in
n rate
biopo
nt ma
utocat
muc
PTMC
bsence
TMC c
e whil
anged
The d
ve intr
xyl g
Fig. 1. Typical preparation of six- and seven-member
ethod described tends to generate oligomers for
carbonates (Fig. 1).
active trait of six- and seven-membered car-
heir highly polymerizable activity ascribed to
ain, which favors the preparation of APCs with
nctional groups including hydroxyl, carboxyl,
ugar groups, etc., have been attached to the car-
omers [29,38–44]. As can be anticipated, the
of functional aliphatic polycarbonates is sus-
the interference of the reactive groups across
rocess. In order to prevent side reactions, the
roups in the monomers are usually protected
ymerization, and must be easily removed after
tion, with no or very little alteration to the poly-
Hence, the functionalization strategy including
iate select of protecting groups is a crucial fac-
ining whether the designed materials can be
used in future. It should be pointing out that
ing groups can sometimes assume a functional
ring about new functions to the raw materials.
variety of functional carbonate monomers
Fig. 2, have been designed for the ROP prepara-
ional APCs using various initiators and catalysts
o cationic, anionic, coordination and enzyme-
echanisms. Note that metal-free enzymatic
tion has recently attracted interest as a new
or the preparation of functional APCs due to
advantages involving the nontoxicity, high cat-
ency and tolerance against functional groups
f the increasing significance of functional APCs
omaterials, this paper summarizes up-to-date
nts concerning the design and applications of
olycarbonates, with an emphasis on their ring-
)polymerization preparation.
l-based cyclic carbonates and their
by-pr
ful t
meta
able
the h
becau
their
W
glyce
lene
polym
of 2-
prepa
onda
ROP
lipase
poly(
prepa
Af
could
cell-b
been
to in
catal
datio
most
impla
the a
has a
tuted
the a
polyH
stanc
unch
tion.
invol
hydro
rs
n, the appropriate biodegradation rate and high
bility are important requisites for biodegrad-
ials used in vivo. In most cases, the materials
tain their mechanical and physiochemical per-
ver a specified period of time, but degrade
n the completion of their function [6]. Thus,
patibility issue should be systematically taken
t including that of the polymer and its degraded
chain [60].
Copolym
used strateg
rials. The co
is generally
integrate th
discovery o
HTMC sugg
into polyca
pathway to
c carbonates [29,32–37].
s, which should be nontoxic and not harm-
ans; preferably, the degraded products are
d or quickly cleared from the body. The degrad-
terials starting from natural metabolites in
body ought to present a higher safety profile
resultant metabolites would be eliminated via
l metabolic pathways.
at in mind, the Zhuo group reported a
rived polycarbonate poly(2-hydroxyl trimethy-
ate) (polyHTMC) bearing OH groups along the
ain (Fig. 3) [41]. The six-membered monomer
oxyl trimethylene carbonate (BTMC) was first
om the glycerol derivative in which the sec-
roxyl group was protected by benzyl. Via the
ed by stannous 2-ethylhexanoate (Sn(Oct)2),
organic catalysts, the corresponding polymer
zyloxy trimethylene carbonate), polyBTMC, was
ith the Mn of 1.0–5.0 × 105 g/mol [41,51–54].
protection with Pd/C, OH-enriched polyHTMC
tually be obtained, which demonstrated high
patibility through MTT assay [39,41]. It has
ocumented that aliphatic polyester is subject
gradation, which possibly relates to enzymatic
the body [55–58]. In contrast, the degra-
of APCs is considerably lower than that of
lyesters, which restricts their use as short-term
terials. Due to the enhanced hydrophilicity and
alysis effect from –OH presence [59], polyHTMC
h faster degradation rate than the unsubsti-
analog, with a structure differing merely in
of pendent hydroxyl groups [39]. Specifically,
an thoroughly degrade into water-soluble sub-
e the weight loss of insoluble PTMC remained
during a one-month incubation in PBS solu-
egradation mechanism is assumed to also
a-molecular nucleophilic attack by the pendant
roups on the carbonate linkages of the main
erization has developed as one of the most
ies to adjust the properties of polymeric mate-
mbination of two polymers into a single entity
advantageous because the copolymers may
e merits of the original homopolymers. The
f the highly improved biodegradability of poly-
ests that the copolymerization of HTMC units
rbonate/polyester chains could pave a new
degradable polymers with desired degradation
214 J. Feng et al. / Progress in Polymer Science 37 (2012) 211– 236
Fig. 2. Various carbonate monomers used for ROP preparation of functional APCs.
J. Feng et al. / Progress in Polymer Science 37 (2012) 211– 236 215
rates in re
would ben
other seque
HTMC-cont
prepared vi
with other
For mos
coordinatio
with cyclic
ily accompl
with the co
incorporati
chains resu
ity compar
improveme
the copolym
Fig. 3. Synthesis and ring-opening (co)polymerization of glycerol-derive
sponse to practical demands. Additionally, it
efit the covalent drug attachment, as well as
ntial OH-based modifications. In this way, the
aining random and block copolymers have been
a the ring-opening copolymerization of BTMC
monomers [24,30,31,54,61–65].
t of the screened cata
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