Balancing and Directional Selection at Exon-2 of the MHC DQB1 Locus among
Populations of Odontocete Cetaceans
Demetrios Vassilakos,*1 Ada Natoli,* Marilyn Dahlheim,� and A. Rus Hoelzel*
*School of Biological and Biomedical Sciences, University of Durham, United Kingdom; and �National Marine Mammal Laboratory,
National Marine Fisheries Service, Seattle, WA
The diversity of exon-2 (peptide-binding region) of the DQB1 locus (Class II, major histocompatibility complex, MHC)
was investigated on an extended sample of populations of three focal cetacean species (two sibling delphinid species and
another in the same family). We tested the hypothesis that dolphin populations with a worldwide distribution across
different habitats and geographic regions will be under differential selective pressure by comparing DQB1 variation with
variation at neutral markers and by investigating putative functional residues within the exon-2 sequence at the
population level. Variation at the DQB1 locus was not correlated to neutral differentiation (assessed by comparison with
microsatellite DNA markers), and overall FST values were significantly lower for the MHC locus, consistent with
expectations for balancing selection. Measures of heterozygosity and dn/ds ratios were also consistent with balancing
selection. However, outliers in the FST comparisons and the analysis of putative functional residues suggested incidences
of directional selection in local populations.
Introduction
Themajor histocompatibility complex (MHC) is amul-
tigene family that codes for cell surface glycoproteins that
bind peptides of processed foreign antigens andpresent them
to T-lymphocytes. MHC class I and class II loci have been
shown tobe highly polymorphic in, for example, primate, ro-
dent, pinniped, avian, andbovine species (Klein 1986;Udina
et al. 1994; Trowsdale 1995; Ellegren et al. 1996; Nasir et al.
1997; Wagner et al. 1998; Chardon et al. 1999; Horin and
Matiasovic 2002; Otting et al. 2002; Villegas-Castagnasso
et al. 2003; Piertney and Oliver 2006). Furthermore, poly-
morphism in MHC genes is often greatest at the sites that
specify the amino acids of the peptide binding region
(PBR), the region that is responsible for peptide collection
andpresentation (Klein andFigueroa1986). Twoof themain
reasons that MHC polymorphism has been attributed to fre-
quency and/or overdominant selection are: 1) the high non-
synonymous (dn) relative to synonymous (ds) substitution
rates in the PBR and 2) trans-species polymorphism (Nei
and Rooney 2005).
Neutral theory predicts that genes under selection can
behave as effectively neutral when populations are small
(when s , 1/2Ne), and therefore, MHC alleles may experi-
ence periods of neutral evolution, during which genetic drift
and mutation are more prominent in maintaining MHC
polymorphism thanselection.MHCpopulationgenetic stud-
ies on Scandinavian beavers (Ellegren et al. 1993), bighorn
sheep (Boyce et al. 1997), Amerindians (Cerna et al. 1993;
Valdes et al. 1999), Australian bush rats (Seddon and
Baverstock 1999), Atlantic salmon (Bernatchez and Landry
2003), wolves (Canus lupus; Seddon and Ellegren 2004),
mountain goats (Oreamnos americanus; Mainguy et al.
2007), and brown trout (Salmo trutta; Campos et al. 2006)
among others show evidence for the influence of genetic
drift, often together with evidence for balancing selection.
Landry and Bernatcez (2001) showed that in the At-
lantic salmon, differences in the environment and geo-
graphical scales correlated with significant differences in
MHC class II B allelic frequencies. However, overall
FST values were not significantly different from values
for microsatellite loci. They suggested that, although bal-
ancing selection was evident, the population structure in-
ferred by MHC analysis was shaped more by genetic
drift and migration than selection (Landry et al. 2001).
Campos et al. (2006) reported similar results for brown
trout. Seddon and Ellegren (2004) found significant differ-
entiation at DQA, DQB1, and DRB1 loci (FST 5 0.251–
0.269) among wolves in similar habitats in Finland, Estonia,
Latvia, and eastern Russia. However, they also showed that
temporal changes in variability at these loci were for the most
part consistent with neutral evolution. The authors suggest
that this was due to fragmentation and consequent genetic
drift (Seddon and Ellegren 2004). Hayashi et al. (2006) also
found evidence for both balancing selection overall, and ge-
netic drift in small, local populations for the DQB locus in the
finless porpoise (Neophocaena phocaenoides).
Evidence for directional selection has come in part
from the mapping of allelic substitutions onto the inferred
structural model of the MHC molecule (Hughes et al. 1996;
Ou et al. 1998; Cohen 2002). For example, a study on the
effects of pollution on MHC variation in estuarine fish
showed that the population that had adapted to severe
chemical pollution had specific amino acid substitutions
in the a-helix region (Cohen 2002). Furthermore, the fish
from the unpolluted area also exhibited a significantly dif-
ferent pattern in the b-pleated sheet of the PBR (Cohen
2002). Functional analysis has also been used in human
studies (with the potential to extend this work to nonhuman
species), where human pathologies have been correlated to
specific amino acid replacement and motif changes in the
PBR among different populations (e.g., Nepom and Erlich
1991; Winchester 1994; Hill 1998; Ou et al. 1998). Evi-
dence for positive selection based on geographic or tempo-
ral differences in allele frequencies has been reported for
transporter associated with antigen processing (TAP) genes
in brown trout (Jensen et al. 2008) and for class II MHC
genes among populations of the Asian cygomolgus ma-
caque (Macaca fascicularis; Bonhomme et al. 2007),
among other studies. TAP proteins deliver cytosolic
1 Present address: Division of Molecular Immunology, MRC
National Institute for Medical Research, London, United Kingdom.
Key words: evolution, population genetics, marine mammal, MHC,
immune system.
E-mail: a.r.hoelzel@dur.ac.uk.
Mol. Biol. Evol. 26(3):681–689. 2009
doi:10.1093/molbev/msn296
Advance Access publication January 6, 2009
� The Author 2009. Published by Oxford University Press on behalf of
the Society for Molecular Biology and Evolution. All rights reserved.
For permissions, please e-mail: journals.permissions@oxfordjournals.org
peptides to the endoplasmic reticulum where they associate
with the MHC molecule for presentation and have
been shown to coevolve with MHC Class I molecules
(McCluskey et al. 2004).
Pathogens that affect marine mammals have been as-
sociated with the marine environment for long evolutionary
periods (Howard et al. 1983; Kennedy 1990; Limpscomb
et al. 1994; Higgins 2000). For example, in cetaceans,
the divergence between different morbillivirus species
and a hypothetical common terrestrial ancestor occurred
millions of years ago (Barrett et al. 1993, 1995; Osterhaus
et al. 1995). Cetaceans are warm blooded and breathe air
like all mammals; however, they rely on the aquatic envi-
ronment for their life needs. This may result in an interac-
tion with both terrestrial and marine pathogen risks. In the
last 20 years, thousands of marine mammals have died due
to epizootics caused by viral infections (Van Bressem et al.
1999). In many cases, these are likely indigenous patho-
gens, though not all. The Canine Distemper Virus infection
from dogs, which took place in 1986 at lake Baikal in Rus-
sia, had devastating effects on the freshwater Baikal seal
population (Mamaev et al. 1996; Forsyth et al. 1998).
Killer whale (Orcinus orca) populations can be found
across all major oceans in both polar and temperate waters
and in particular in coastal areas of high productivity
(Dahleim and Heyning 1999; Ford 2002; Hoelzel, Natoli,
et al. 2002). The social associations formed by this species
are very stable, and there are regional populations that are
known to have persisted for decades (Ford et al. 1998; Ford
2002; Hoelzel, Natoli, et al. 2002). Sympatric populations
of foraging specialists (different ecotypes pursuing fish vs.
marine mammal prey) found in the eastern North Pacific
differ in ecology, behavior, and distribution patterns and
are genetically differentiated, as are populations of the same
ecotype in parapatry and allopatry (Hoelzel and Dover
1991; Hoelzel, Dahleim, and Stern 1998; Ford and Ellis
1999; Hoelzel, Goldsworthy, and Fleischer 2002). Popula-
tions of the fish-eating ecotype have been referred to as
‘‘residents’’ and the marine mammal–eating ecotype as
‘‘transients,’’ and this terminology will be used here. Ge-
netic analyses have identified at least seven populations
in the North Pacific (Hoelzel et al. 2007).
The bottlenose dolphin (Tursiops truncatus) is also
found in all major oceans, from cold temperate to tropical
seas, in coastal and offshore waters. Tursiops truncatus ex-
hibits habitat differentiation among populations across its
range, as sympatric or parapatric populations will use the
coastal (nearshore) or the pelagic (offshore) environment
(Hoelzel, Potter, and Best 1998; Hoelzel, Goldsworthy, and
Fleischer 2002; Natoli et al. 2004). Studies on mtDNA and
nuclear DNA (microsatellites) have shown that coastal and
pelagicT. truncatus populations in thewesternNorthAtlantic
are genetically differentiated (Hoelzel, Dahleim, et al. 1998).
In addition, inSouth Indian andSouthPacific coastal habitats,
a smaller morphotype has been described as the ‘‘aduncus’’
form. An mtDNA study byWang et al. (1999) demonstrated
that the coastal aduncus form in China shows a reciprocally
monophyletic relationship to the offshore populations of
T. truncatus, supporting the classification of the aduncus
form as a separate species, Tursiops aduncus. Further to this,
Natoli et al. (2004) showed that the South African aduncus
morphotype formed a monophyletic lineage separate from
both T. truncatus and the Chinese aduncus type. Genetic
differentiation between coastal and offshore populations
(Hoelzel et al. 1998) and among putative populations in the
eastern North Atlantic, Mediterranean, and Black Sea sug-
gested differentiation determined by oceanic habitat bound-
aries (Natoli et al. 2005).
Here, we test the hypothesis that for these species
(each of which show neutral genetic differentiation appar-
ently driven by differences in habitat or foraging strategy)
regional populations will show differential evidence of bal-
ancing or positive selection at the DQB1 MHC locus. In
support of this, we find evidence for MHC differentiation
that is not consistent with isolation by distance models or
differentiation patterns seen at presumably neutral microsa-
tellite DNA loci. We also chose a specific set of residues
within the PBR known to show adaptive differentiation
in other species, and found patterns consistent with differ-
ential selection for some regional populations. The impli-
cation is that both balancing and local positive selection
are important in determining the pattern of variation at this
locus in these species.
Materials and Methods
Samples
Tissue samples were acquired from various sources
and extracted to DNA by standard methods (see Natoli
et al. 2004, 2005; Hoelzel et al. 2007 for details). Killer
whale samples were from the ‘‘southern resident’’ popula-
tion off Washington state (SR; N 5 33; see Hoelzel et al.
2007), Alaskan residents off SE Alaska (AR; N 5 31),
Alaskan transients (AT; N 5 35), Californian transients
(CT; N 5 24), the Bering Sea and Aleutians (BR; N 5
14), and Iceland (IC; N 5 31). Tursiops truncatus popula-
tions were from the Mediterranean Sea (MED; N5 29; see
Natoli et al. 2004), Eastern North Atlantic (ENA; N 5 26),
Western North Atlantic pelagic (WNAP; N5 25), Western
North Atlantic coastal (WNAC; N 5 27), and the eastern
North Pacific off southern California (ENP; N 5 15). A T.
aduncus population was sampled off South Africa (SAA;
N 5 140). Map locations are provided in figure 1.
Molecular Methods
The exon-2 PBR region was amplified using the pri-
mers (CTGGTAGTTGTGTCTGCACAC and CATGTGC-
TACTTCACCAACGG) developed by Tsuji et al. (1992).
The reaction conditions were 10 mM Tris HCl (pH 5 8.3),
50 mM KCl, 2.5 mM MgCl2, 0.2 mM of each dNTP,
0.25 lM of each primer, 2 units of Pfu Taq polymerase
(Promega, Southampton, UK), and 100–150 ng of template
DNA in a 25-ll final volume. For screening by SSCP, 2 ll
of denaturing loading buffer 95% (v/v) formamide, 0.1%
(w/v) bromophenol blue, 0.1% (w/v) xylene cyanol, and
10 mM NaOH (Sigma–Aldrich, Gillingham, UK) were
added to 2 ll of PCR product and were loaded on a nonde-
naturing acrylamide gel 6% (v/v) 49:1 acrylamide:bis-
acrylamide, 10% (v/v) glycerol, and 1� TBE for 6 h
and 40 W migrations at 4 �C. The gel was incubated for
682 Vassilakos et al.
20 min with the fluorescent GelStar Nucleic Acid Gel Stain
(BioWhittaker, Rockland, ME) according to manufacturer
instructions. Allelic conformation was visualized by expo-
sure to short-wave UV light and photographed. To confirm
apparent genotypes and test for possible Escherichia coli
recombinant artifacts (Longeri et al. 2002), up to 20 clones
were rescreened by SSCP from different individuals and
a subset sequenced in both directions (including the se-
quence of every allele for multiple individuals). Cloning
was done using the Easy T-Vector Cloning kit (Promega)
according to the manufacturer instructions. The polymerase
chain reaction (PCR) fragments were purified using a PCR
purification kit (Qiagen, Crawley, UK) and inserted into the
EcoR1 site of the pGEM-T vector plasmid. Because the
PCR fragments were generated using Pfu DNA polymerase
(Promega) they were blunt ended, and therefore an A-Tail
reaction was required. Sequencing was performed by the
Big-Dye terminator reaction using the universal sequencing
primers of the Easy T-Vector plasmid.
Structural Analysis
Human leukocyte antigen (HLA) DR (and DQ;
Wecherpfennig and Strominger 1995) has identified subre-
gions (referred to as pockets) in the binding groove, which
influence binding, presentation, and recognition by T-cell
receptors (Stern et al. 1994). Among these subregions,
pocket P4 amino acid residues b70, b71, and b74 have been
shown to play a significant role in determining T-cell rec-
ognition of the peptide–HLA complex (Olson et al. 1994;
Stern et al. 1994; Ou et al. 1996). It has been shown through
site-directed mutagenesis inDQ andDR alleles of HLA that
selective peptide binding is greatly affected by the amino
acid residues in pocket P4 and the consequent charge
(Hammer et al. 1995; Wecherpfennig and Strominger
1995; Ou et al. 1996). Alleles have been grouped into seven
different functional categories according to physicochemi-
cal polymorphisms of these residues, and their influences
on T-cell receptor recognition (Ou et al. 1997, 1998). Ou
et al. (1998) suggested that these seven categories can be
combined into four groups based on the sum of the charges
at the b70, b71, and b74 residues: a positively charged
group (þ), a negatively charged group (�), a dicharged
group (þ/�), and a neutral group (n). For example, the
DRB1*1117 allele exhibits the residues RRE in positions
70, 71, and 74, respectively. Arginine (R) is positively
charged, and glutamic acid (E) is negatively charged and
so this allele is classified in the dicharged functional group.
When a charged amino acid is present among nonpolar and/
or neutral amino acids, then the allele is classified according
to the charged amino acid present. The charge of the amino
acids was determined according to the following categori-
zation (Ou et al. 1998): H, K, and R positive; D and E neg-
ative; and the rest neutral. Comparisons of charge profiles
were done using contingency tables implemented in the
program RxC (http://www.marksgeneticsoftware.net/; 20
batches, 2,500 replicates per batch). RxC employs the
metropolis algorithm to obtain an unbiased estimate of
the exact P value (see Raymont and Rousset 1995).
Population Genetic Analysis
The allele frequencies, allelic richness, and gene diver-
sity index (Hs) of the DQB1 locus for each of the popula-
tions were estimated using FSTAT version 2.9.3 (Goudet
2001). The expected allelic frequencies under neutrality
were estimated by the Ewens–Watterson–Slatkin exact test
using the program ARLEQUIN version 2.000 (Schneider
et al. 2000). In addition, ARLEQUIN was used to perform
the Mantel matrix correlation test, FST index, expected (He
based on the Hardy–Weinberg equilibrium) and observed
(Ho) genotype frequencies. Statistical significance was es-
timated by a Chi-square test (P , 0.05, after Bonferroni
correction). The Nei–Gojobori method (implemented in
MEGA) was used to estimate the dn/ds ratio within the
PBR region of the DQB1 sequence. FST values for the
DQB1 locus were compared with published data on 16 mi-
crosatellite DNA loci for the killer whale (Hoelzel et al.
2007) and nine microsatellite DNA loci for the bottlenose
dolphin (Natoli et al. 2004, 2005). DISTLM v.5 (Anderson
2004) was used to perform a permutation test for the FST
matrices corrected for ln transformed geographic distance
(Anderson 2001). Bootstrapping (15,000 replications)
was undertaken over all microsatellite DNA loci to calcu-
late the 95% confidence intervals (CIs) around FST esti-
mates (using FSTAT). MHC FST values outside the 95%
CIs were considered significantly different from the
estimates derived using microsatellites (after Landry and
Bernatcez 2001).
FST values are correlated with heterozygosity levels,
so that outliers from this relationship can suggest direc-
tional (FST higher than expected) or balancing selection
(FST lower than expected; Beaumont and Nichols 1996).
We tested this using FDIST (Beaumont and Nichols
1996) as implemented through LOSITAN (Antao et al.
2008). Simulations were run for 10,000 replications,
FIG. 1.—Sample locations for Tursiops sp. (in gray): 1: SAA, 2:
ENA, 3: MED, 4: ENP, 5: WNAC, and 6: WNAP; for killer whales (in
black): 1: SR, 2: AR, 3: AT, 4: CT, 5: IC, and 6: BR (see text for
definition of abbreviations).
Population Genetics of Odontocete MHC DQB 683
95% CI, and using the options for neutral and forced mean
FST. Outlier microsatellite loci were omitted (one for each
species), as suggested by the authors, though this made no
difference to the position of the MHC locus relative to the
confidence limits in either case (data not shown). An infinite
allele model was assumed, but replications using the step-
wise mutation model made no difference to the result (data
not shown). Bottlenose dolphin comparisons using this test
were for T. truncatus only.
Results
Tables 1 and 2 summarize the data on indicators of
DQB1 diversity and possible selection in each population
for thekillerwhale (table1) andbottlenosedolphins (table2).
All killer whale populations showed a significant excess of
observed heterozygotes compared with Hardy–Weinberg
expectations (with all FIS values significantly negative),
and the level of diversity was similar among populations.
For the bottlenose dolphin, four out of six populations
showed a significant deficit of heterozygotes, whereas 2
showed significant excess. Evidence for balancing selection
based on the Ewens–Watterson neutrality test has low
power, but three populations were significant at the P ,
0.05 level for the killer whale and one for the bottlenose
dolphin. All populations of both species showed a PBR
dn/ds ratio that was significantly greater than 1, with the
bottlenose dolphin populations showing the strongest
effect (tables 1 and 2). The bottlenose dolphin sample is rep-
resented by two sibling species, T. truncatus (represented by
five populations) and T. aduncus (represented by one popu-
lation). The latter is well sampled (N 5 140) and provides
clear evidence for heterozygote excess, whereas the smaller
T. truncatus sa
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