h
t
s, Ch
Article history:
Received 3 October 2009
Accepted 16 April 2010
Available online 28 April 2010
Keywords:
terrestrial mollusk
loess–palaeosol sequence
East Asian monsoon
insolation gradient
Pliocene
Global and Planetary Change 72 (2010) 73–78
Contents lists available at ScienceDirect
Global and Plan
l se
1. Introduction
Since the early 1980s, many lines of evidence have been obtained
to suggest that the East Asian monsoon was probably established as
early as at the Palaeogene/Neogene boundary, i.e., the Oligocene/
Miocene boundary (Zhou, 1982; Wang, 1990; Liu and Guo, 1997; Sun
and Wang, 2005). However, the evolutionary process and possible
driving forces remain less well understood due largely to the lack of
long, continuous palaeoenvironmental records. Miocene (22–6.2 Ma)
and late Miocene–Pliocene (7.1–3.5 Ma) loess–palaeosol deposits
monsoon took place no later than the early Miocene (Guo et al., 2002;
Hao and Guo, 2004; Liu et al., 2005, 2006; Li et al., 2006a,b; Qiao et al.,
2006; Hao and Guo, 2007; Guo et al., 2008). The subsequent numerous
studies on them have provided new insights into the evolution of the
East Asian monsoon and possible forcing factors. Although studies on
sedimentology, geomagnetism, and geochemistry of these sequences
have contributed greatly to our understanding of the palaeomonsoon
variability at a tectonic scale (Guo et al., 2002; Qiao et al., 2006; Hao
et al., 2008a,b; Liang et al., 2009), the evolution of the palaeomonsoon
and possible forcing factors at an orbital time scale remain poorly
were recently reported from the western Chi
(Guo et al., 2002; Hao and Guo, 2004). These
eolian origin and can stratigraphically be corr
providing further evidence supporting that th
⁎ Corresponding author. Tel.: +86 10 8299 8371; fax
E-mail address: fengjiangli@mail.iggcas.ac.cn (F. Li).
0921-8181/$ – see front matter © 2010 Elsevier B.V. Al
doi:10.1016/j.gloplacha.2010.04.006
© 2010 Elsevier B.V. All rights reserved.
The East Asian monsoon probably existed as early as at the Palaeogene/Neogene boundary. However, its
evolutionary process is still less well known owing mainly to the lack of long, continuous palaeoenviron-
mental records. The recently reported Miocene (22–6.2 Ma) and late Miocene–Pliocene (7.1–3.5 Ma) loess–
palaeosol sequences from the western Chinese Loess Plateau (CLP) provide new insights into the evolution of
the monsoon system. However, reports on the bioclimatic indicators from these deposits and the subsequent
reconstruction of the palaeomonsoon are rare. Here we present a Pliocene terrestrial mollusk record from
the western CLP and discuss the possible impact of isolation gradients on the East Asian summer monsoon.
Our results show that most peak values of the dominant thermo-humidiphilous mollusk taxa, Metodontia
and Punctum, a proxy of the East Asian summer monsoon, approximately correspond to maxima of mean
summer insolation gradient between middle and low latitudes as well as some maximum values of the 35°N
insolation, suggesting a possible causal link between the summer monsoon and the insolation parameters.
The major frequencies from spectrum analysis of the sum of the two warmth- and moisture-loving taxa
through the loess–palaeosol succession match those obtained from the mean summer insolation-gradient
variations between middle and low latitudes over this geological period, providing further evidence for such
a causal relationship. Mean summer insolation gradient between middle and low latitudes could influence
atmospheric circulation (in the present condition the East Asian summer monsoon). Any elevated mean
summer insolation gradients between middle and low latitudes would have intensified the East Asian
summer monsoon and the flux of moisture and heat over the oceans to the interior region including the CLP,
creating favorable conditions for the expansion of the mollusk fauna. As such, the mollusk record from the
loess–palaeosol deposits in the western CLP provides evidence for insolation-gradient impacts on the
development of the East Asian monsoon system in the Pliocene.
nese Loess Plateau (CLP)
Neogene deposits are of
elated across the region,
e onset of the East Asian
understood. Furt
climatic indicato
Fossil land s
remains in the
to environment
animals’ in palae
provided impor
Quaternary loess
: +86 10 6201 0846.
l rights reserved.
a r t i c l e i n f o
a b s t r a c t
Pliocene land snail record from western C
impacts of the summer insolation gradien
East Asian summer monsoon
Fengjiang Li ⁎, Naiqin Wu
Key Laboratory of Cenozoic Geology and Environment, Institute of Geology and Geophysic
j ourna l homepage: www.e
inese Loess Plateau and implications for
between middle and low latitudes on the
inese Academy of Sciences, P. O. Box 9825, Beijing 100029, China
etary Change
v ie r.com/ locate /g lop lacha
hermore, palaeomonsoon reconstruction using bio-
rs from these deposits has rarely been reported.
nails are the most common and abundant fossil
eolian deposits in the CLP. They are very sensitive
al changes and have long been used as ‘indicator
o-climatic studies (Liu, 1985). Mollusk fossils have
tant clues for understanding of the origin of the
–palaeosol deposits and for the palaeoenvironmental
reconstructions (Braun, 1847; Richthofen, 1882; Liu, 1985; Wu et al.,
1996; Rousseau and Wu, 1997, 1999; Wu et al., 2000, 2001, 2002,
2007). Recently, such fossil records have been used to obtain the key
biological evidence for a wind-blown origin of the Miocene–Pliocene
loess deposits on the western CLP (Li et al., 2006a,b). However, little
study has been conducted on the development of the Neogene
palaeomonsoon as reflected by the terrestrial mollusks.
In the present study, terrestrial mollusks preserved in the upper
part of the Dongwan section on the western CLP were collected and
examined for a better understanding of the East Asian summer
monsoon at an orbital time scale and the possible driving factors in
the Pliocene. Our study shows that a causal link probably exists
between the summer monsoon system and the mean summer
insolation gradient between middle and low latitudes and the 35°N
insolation during the Pliocene.
2. Geological settings and methods
The Dongwan loess–palaeosol section used in this study is located
at 105°47′E, 34°58′N in Qinan County on the western CLP (Fig. 1). This
is a semi-arid region with a mean annual precipitation of 400 mm and
a mean annual temperature of 10.4 °C with a July mean temperature
of 22.7 °C (cf. Guo et al., 2002). In summer, the East Asian summer
monsoon carries warm, moist air mass to the CLP, bringing heavy
rainfalls across this region. Accordingly, more than half of the annual
precipitation occurs in July to September. In winter, the winter
monsoon winds from the Siberian High prevail over the CLP, resulting
in a dry, cold climate.
The Dongwan loess section, which is 73.7 m thick, is exposed in a
northeast-aligned, deep and narrow valley at an elevation of about
1880 m above sea level. This section contains 84 distinguishable
loess–palaeosol couplets. Hao and Guo (2004) had established, based
chronology of the Dongwan section using palaeomagnetic reversals
as age controls and then interpolation based on the susceptibility
model developed by Kukla et al. (1990). With a reasonable
assumption that the precipitation of natural magnetic dust from
higher atmospheric levels occurs at a quasi-constant rate, this model
weighted the thickness of each measured layer by its magnetic
susceptibility, took into account of the accumulated values, and then
calculated the apparent age of a given level by linear interpolation of
the weighted values between palaeomagnetic reversals (Kukla et al.,
1990). The time series based on this model correlates well with those
of the deep sea oxygen isotope records. Although some assumptions
used in this model are debated by some on the basis of rock
magnetism, such a model has remained as an important method in
obtaining an independent time scale for the loess–palaeosol succes-
sion and has been widely used in the research of the Quaternary loess
and late Neogene Red Clay deposits (Kukla et al., 1990; Guo et al.,
2000;Wu et al., 2001; Guo et al., 2001, 2002;Wei and Guo, 2003). This
age model returned a geochronology for the Dongwan loess–
palaeosol succession ranging from 7.1 to 3.5 Ma (Hao and Guo,
2004). The upper part of this succession used for this study spans from
5.1 to 3.5 Ma, and the calculated linear sedimentation rates for this
part of section are 0.90 to 4.44 cm/ka (Hao and Guo, 2004). The
sampling intervals of 10 to 40 cm thus correspond to a rough temporal
resolution of 4.7 to 13 ka.
The upper 31.4 m of the section, corresponding to the time span of
5.1 to 3.5 Ma as already mentioned, was examined and sampled for
the present study. A total of 152 samples each weighting about 30 kg
were collected at an interval of 20 cm. Where prominent lithological
changes exist, sampling took place between 10 and 40 cm at several
locations. To reduce the cost on transportation of such a large amount
of material, the samples were processed in the field. Because of the
lithification or semi-lithification of the loess and soil layers, the
74 F. Li, N. Wu / Global and Planetary Change 72 (2010) 73–78
on 319 oriented samples collected at 20, 25 cm intervals, the
Fig. 1. Map showing location of the Dongwa
regular washing and sieving for unconsolidated Quaternary deposits
n loess sequence and the studied area.
is not possible. Instead, the samples were progressively broken into
particles of about 0.5 mm size and the snails and any visible shell
fragments picked up. This was a slow and painstaking procedure that
involved in a large amount of work in the field, and only half to one
sample was processed by one worker in one day. In the laboratory, the
mollusk remains were repaired, identified and counted under a set of
Leica binocular microscopes. The shell fragments were considered in
the total count of individuals following the method developed by
Puisségur (1976).
3. Results
Mollusk fossils are abundant through the Dongwan section, and
they all are terrestrial taxa with excellent preservation conditions,
containing both adults and juveniles (Li et al., 2006a). Of the 152
samples collected from the upper 31.4 m of the Dongwan section, 147
contain fossil mollusks, yielding a total of 9504 individuals with an
average of over 64 shells per sample. Only 5 samples were found
barren. The maximum count reaches 440/30 kg at 10.8 m depth. Of
the 22 mollusk species identified (Fig. 2), 21 have been found in the
Chinese Quaternary loess–palaeosol deposits, and most have their
modern representatives. Thus, themollusk species in the upper part of
the Dongwan section can be grouped into cold-aridiphilous (species
living in dry and relatively cold places) and thermo-humidiphilous
(warmth and moisture-loving species) ecological groups, as previ-
ously defined in the Quaternary loess–palaeosol sequences (e.g., Liu,
1985; Wu et al., 1996; Rousseau and Wu, 1997, 1999; Rousseau et al.,
2000; Wu et al., 2000, 2001, 2002, 2006, 2007). The thermo-
They were mainly found at depths ranging from 0 to17 m with a
heterogeneous and discontinuous occurrence except Cathaica sp.
(Fig. 2). It has long been suggested that the occurrence of these snails
is closely related to a strong winter monsoon over the CLP (Wu et al.,
1996; Rousseau and Wu, 1997, 1999; Rousseau et al., 2000; Wu et al.,
2000, 2001, 2002, 2006, 2007).
Fig. 3 shows changes in the sum of Metodontia and Punctum, the
two dominant thermo-humidiphilous taxa in the Dongwan section.
They predominate in the early Pliocene from 5.1 to 4.0 Ma, suggesting
the prevalence of warm, moist conditions under a strong summer
monsoon during this geological episode. There are 36 to 39 high or
low peaks in the abundance of the two taxa through the section from
5.1 to 3.5 Ma, indicating changes on orbital bands, among which 32 to
35 peak values can be correlated with the oscillations of the obliquity
and mean summer insolation gradient between middle and low
latitudes (35–0°N), high percentages approximately corresponding to
maxima in both obliquity and insolation gradient betweenmiddle and
low latitudes, suggesting a possible causal link between the summer
monsoon and the insolation gradient. In addition, more than 20 peaks
of these two mollusk genera match the maximum values of the 35°N
insolation, indicating that local insolation may also have played a role
in the expansion of the mollusk fauna (Fig. 3).
Spectrum analysis of the sum of Metodontia and Punctum shows
that the variations lie within the orbital frequency, concentrated on
obliquity and precession bands although another frequency at 29 ka is
also noticeable (Fig. 4A), similar to the oscillations of the mean
summer insolation gradient between middle and low latitudes that
concentrated in obliquity (41 ka) and precession (23 and 19 ka)
75F. Li, N. Wu / Global and Planetary Change 72 (2010) 73–78
humidiphilous group includes species belonging to genera of
Metodontia, Punctum, Kaliella, Macrochlamys, and Opeas in which the
former two taxa are predominate. These taxa are quite common
through the section except at the depth of 0 to 8 m where only
Metodontia huaiensis occurs (Fig. 2). This group of mollusk taxa
generally indicates warm, humid conditions under a strong summer
monsoon. The cold-aridiphilous group contains Cathaica sp., Cathaica
pulveratrix, Cathaica pulveraticula, Cathaica schensiensis, Cathaica
placenta, Pupilla aeoli, Pupilla sp., Vallonia sp., and Pupopsis retrodens.
Fig. 2. Variations in percentages of the mollusk assem
frequencies over this geological period (Fig. 4B), indicating again that,
on the obliquity band, insolation gradient between middle and low
latitude is an important factor contributing to the evolution of the East
Asian summer monsoon during the early Pliocene, whereas local
insolation or/and insolation gradient between middle and low
latitude may both exert controls on the evolution of monsoon on
the precession band. However, it is noteworthy that the sample
thickness of 20 cm in the present study is not detailed enough to
discuss the precession variations and higher density sampling is
blages in the upper part of the Dongwan section.
4. Discussion
The CLP is located in a middle-latitude region where the East Asian
winter and summer monsoons prevail, causing this region very
sensitive to changes in both the high and low latitudes in the Northern
Hemisphere. The winter monsoon carries cold, dry air from the high
latitude, whereas summer monsoon brings warm, moist air over the
low-latitude oceans into this region. Therefore, the thick eolian
deposits in the CLP have great potentials of preserving the footprints
of these two monsoons since the early Miocene (Liu, 1985; An et al.,
2001; Guo et al., 2002; Hao and Guo, 2004). In the present study, the
focus is placed on the development of the summer monsoon over the
Pliocene warm period.
The mollusk record appears to suggest that the mean summer
insolation gradient between middle and low latitudes has played an
important role in shaping the East Asian summer monsoon at an
orbital time scale. Obliquity is an important factor in controlling the
latitudinal distribution of insolation (Berger, 1984). When this factor
is large, the summer insolation increases at middle latitudes and
decreases at low latitudes, strengthening the meridional mean
76 F. Li, N. Wu / Global and Planetary Change 72 (2010) 73–78
needed in the future in order to detect this frequency. In fact, it is
possible that a record with increased temporal resolutionwould show
that the spectral density at the precession band might exceed that at
the obliquity band. However, the spectral analysis of the magnetic
susceptibility record at 20 cm sampling interval from the Dongwan
loess–palaeosol sequence indicates 57 ka and 34 ka frequencies, as
well as a clear precession frequency but shows no peak at 41 ka
frequency. As well, the 57 ka and 34 ka frequencies have higher
spectral density than the precession band. In addition, alternations of
Fig. 3. Comparisons among thermo-humidiphilousmollusks (Metodontia and Punctum),
obliquity, mean summer insolation gradient between 35°N and 0°, as well as mean
summer insolation at 35°N. Obliquity and insolation data are from Laskar et al. (2004).
loess–palaeosol layers, which have a good correlation with magnetic
susceptibility (Hao and Guo, 2007; Hao et al., 2008b), show an average
frequency of 42.6 ka for each loess–palaeosol couplet, roughly
consistent with the oscillations at the obliquity frequency (Hao and
Guo, 2004). Thus, it seems that the magnetic susceptibility and
lithology of the Dongwan sequence have higher density at the
obliquity band than at the precession band, supporting our inter-
pretations on the basis of the terrestrial mollusk record.
Fig. 4. Spectrum analysis of the dominant thermo-humidiphilous mollusks group (Metod
(B) from 5.1 to 3.5 Ma. Maximum entropy spectral analysis was performed using the PPPH
summer insolation gradient. Meridional insolation gradients can
exert controls on the atmospheric circulation (Berger, 1976; Young
and Bradley, 1984; Johnson, 1991). Elevated such mean summer
insolation gradients raises the air pressure gradient from low to
middle latitudes and enhances the summer monsoon circulation,
amplifying the moisture and heat transport over the low-latitude
oceans to the middle-latitude CLP. In addition, local insolation is also
an important factor impacting the East Asian summer monsoon as
indicated by correlations between the two thermo-humidiphilous
mollusk genera and the maximum values of the 35°N insolation.
Therefore, both effects, increases of insolation gradient between
middle and low latitudes and local insolation, remains as the likely
driving forces behind the intensified summer monsoon and the
expansion of thermo-humidiphilous mollusks during the Pliocene. A
similar mechanism has also been proposed for the development of the
late Quaternary East Asian summer monsoon on the basis of thermo-
humidiphilous terrestrial mollusks in the loess–palaeosol deposits in
the CLP (Chen and Wu, 2008; Rousseau et al., 2009). However, in the
present paper we cannot give any evidence supporting that which
factor, local insolation or insolation gradient, is more predominant on
the precession bands at the present temporal resolution. Higher
resolution studies are needed to focus on this issue.
The idea that insolation gradients can influence the climate at an
orbital time scale has long been proposed. Early in the 1960s,
Kutzbach et al. (1968) argued that changes in insolation gradient are
ontia and Punctum) (A) and mean summer insolation gradient between 35°N and 0°
ALOS software (Guiot and Goeury, 1996).
77F. Li, N. Wu / Global and Planetary Change 72 (2010) 73–78
great enough to impact climate. Later, Young and Bradley (1984)
suggested that the hemispheric insolation gradients have played an
important role in driving the global atmospheric circulation during
the past 150 ka, andmay have modulated the transport of moisture to
high latitudes. Similarly, Johnson (1991) concluded that changes in
insolation gradient can greatly amplify and alter the climatic effects of
insolation variations. Recently, Raymo and Nisancioglu (2003)
suggested that variations in the mean summer insolation gradient
between high and low latitudes may exert a dominant control on the
high-latitude climate between 3 and 0.8 Ma. However, little is known
from the pre-Pleistocene geological archives. The Pliocene terrestrial
mollusk record from the western CLP suggests a possible causal link
between the East Asian summer monsoon and the insolation gradient
between middle and low latitudes. An increased such meridional
mean summer insolation gradient strengthened the atmospheric
circulation including the East
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