ISSN:1369 7021 © Elsevier Ltd 2009DECEMBER 2009 | VOLUME 12 | NUMBER 1260
REVIEW Mie resonance-based dielectric metamaterials
Mie resonance-based
dielectric metamaterials
Metamaterials are artificial electromagnetic media structured on
a scale much shorter than their operating wavelength. Under this
condition they can be considered as homogeneous media whose
electromagnetic properties rely mainly on the basic cell rather
than periodic effects as it is the case for photonic crystal or more
generally electromagnetic band gap material. Their basic cells
are generally constituted of resonant inclusions which yield a π
phaseshift in the material response above the resonant frequency.
As a consequence, their effective permittivity and permeability
can be negative either in separate or overlapping frequency
bands, a unique and distinct property that is not observed in
naturally occurring materials1 . For the latter condition they can
be considered as double negative or negative index media hence
opening the effective parameter space, so that new functionalities
in the light scattering can be envisaged.
Also recently, the achievement of near-zero or less than unity
values of the effective permittivity and permeability was also
recognized as one of the major goals of this research area. Great
progress in electromagnetic metamaterials has been achieved for
these unique physical properties and novel potential applications,
such as negative refraction2, 3, perfect lens4, 5 and cloaking6-8 have
been shown. They have been experimentally demonstrated in a
frequency range from the radio frequencies9 to millimeter waves10,
infrared wavelengths11-13, and visible optics14. Up to date, most
of metamaterials are constructed with the use of sub-wavelength
resonant metallic elements. For instance, the first left-handed
Increasing attention on metamaterials has been paid due to their
exciting physical behaviors and potential applications. While most
of such artificial material structures developed so far are based on
metallic resonant structures, Mie resonances of dielectric particles
open a simpler and more versatile route for construction of isotropic
metamaterials with higher operating frequencies. Here, we review
the recent progresses of Mie resonance-based metamaterials by
providing a description of the underlying mechanisms to realize negative
permeability, negative permittivity and double negative media. We
address some potential novel applications.
Qian Zhao1,2, Ji Zhou1,*, Fuli Zhang3, Didier Lippens3
1 State Key Lab of New Ceramics and Fine Processing, Department of Materials Science and Engineering, Tsinghua University, Beijing, PRC
2 State Key Lab of Tribology, Department of Precision Instruments and Mechanology, Tsinghua University, Beijing, PRC
3 Institut d’Electronique de Micro-électronique et de Nanotechnologie, UMR CNRS 8520, University of Lille 1, Villeneuve d’Ascq Cedex, France
*E-mail: zhouji@mail.tsinghua.edu.cn
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Mie resonance-based dielectric metamaterials REVIEW
DECEMBER 2009 | VOLUME 12 | NUMBER 12 61
metamaterials (LHMs) with simultaneously negative permittivity and
permeability have been fabricated by means of metallic split ring
resonators (SRRs) and wires15, 16, for tailoring the magnetic and electric
responses, respectively. Other metallic elements, such as Ω-shaped
structures17, 18, U-shaped structures19, staplelike structures20, paired
rods21, dendritic22 and fishnet structures23, are also successfully used
to fabricate LHMs.
Usually, the metallic constitutive elements have conductive loss and
anisotropic electromagnetic responses. Several authors have suggested
methods24-26 to construct isotropic metamaterials by combining
metallic SRRs and wires. However it is difficult to fabricate the bulk
arrays of complex geometry with submicron or nanoscale sizes in
order to generate a negative permeability effect at infrared and optical
frequencies27.
Recently, another route based on the interaction between
electromagnetic waves and dielectric particles28, 29 was proposed to
achieve the electric or magnetic resonances. The Mie resonances of
dielectric inclusions provide a novel mechanism for the creation of
magnetic or electric resonance based on displacement currents, and
offer a simpler and more versatile route for the fabrication of isotropic
metamaterials operating at higher frequencies. The progress on metallic
elements-based metamaterials has been reviewed in many articles30-32
and books33, 34. In this review, we focus on the scattering mechanisms
based on Mie resonance in dielectric particles and describe the recent
progress in these metamaterials including ferroelectric and polaritonic
particles and their tunable behaviors.
Mie resonance of particles
From the viewpoint of scattering theory, all scattering objects can
be represented by effective electric and/or magnetic polarizability
densities. Light scattering by small (relative to the incident light
wavelength) spherical particles is a fundamental topic in classical
electrodynamics35, and is based upon the exact Mie solution of the
diffraction problem36. The scattered field of a single isolated dielectric
sphere with radius r0 and relative refractive index n can be decomposed
into a multipole series with the 2m-pole term of the scattered electric
field proportional to
)()()()(
)()()()(
''
''
nxxxnxn
nxxxnxna
mmmm
mmmm
m ψξξψ
ψψψψ
−
−
= (1)
whereas the 2m-pole term of the scattered magnetic field is
proportional to
)()()()(
)()()()(
''
''
nxxnxnx
nxxnxnxb
mmmm
mmmm
m ψξξψ
ψψψψ
−
−
= (2)
where x=k0r0, k0 is the free-space wavenumber, and ψm(x) and
ξm(x) are the Riccati-Bessel functions. The primes indicate derivation
with respect to the arguments. The scattering coefficient am and
bm are related to the electric and magnetic responses of the sphere,
respectively. From the Mie theory we can calculate the electric and
magnetic dipole coefficients, a1 and b1, respectively. From effective
medium theory, we know that these are the multipole terms which
contribute most significantly to the effective permittivity and
Fig. 1 Electric and magnetic field distribution in a dielectric cube with the magnetic field polarized along the z axis and electric field polarized along the y axis. (a)
Electric field in the plane z=0 near the first Mie resonance. (b) Magnetic field in the plane y=0 near the first Mie resonance. (c) Electric field in the plane z=0 near the
second Mie resonance. (d) Magnetic field in the plane y=0 near the second Mie resonance. (Reprinted with permission from37. © 2008 American Physical Society.)
(b)(a)
(c) (d)
MT1212p60_69.indd 61 11/11/2009 15:11:41
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REVIEW Mie resonance-based dielectric metamaterials
DECEMBER 2009 | VOLUME 12 | NUMBER 1262
permeability of the particle composite. Since the magnetic response of
a nonmagnetic particle is usually weak, it is important to strengthen
the electromagnetic resonant behavior. For the lowest resonant
frequencies of a1 and b1, the sphere exhibits electric and magnetic
dipoles. This conclusion can be assessed from the electromagnetic
intensity distributions in a high dielectric ceramic cube for a plane
incident wave propagating along the x axis37 (Fig. 1). It can be seen
that the electric or magnetic fields are mainly localized in the cubes.
The azimuthal component of the displacement current inside each
cube is greatly enhanced at the first Mie resonance (Fig. 1a) resulting
in a large magnetic field along the z axis (Fig. 1b) which corresponds
to the TE011 Mie resonance mode. At the second Mie resonance, the
y component of the displacement current inside the cubes increases
dramatically (Fig. 1c) and hence with a large magnetic field along
the azimuth (Fig. 1d), which corresponds to the TM011 Mie resonance
mode.
These electric and magnetic dipole resonances act as artificial
‘atoms’ which form the basis of new optical materials. In a material
made up of a collection of such resonant particles, their combined
scattering response can act like a material with almost arbitrary values
of effective permittivity and permeability. This idea can be verified
by using the model proposed in 1947 by Lewin38 who considered the
electromagnetic scattering properties of a composite material which
was constituted of an array of lossless magnetodielectric spheres (ε2
and μ2) embedded in another background matrix (ε1 and μ1). The
effective permittivity εeff and permeability μeff expressions based on
Mie theory are as follows38.
⎟⎟
⎟⎟
⎠
⎞
⎜⎜
⎜⎜
⎝
⎛
−
−
+
+=
f
e
e
f
eff
v
bF
bF
v
)(
2)(
3
11
θ
θεε
(3)
⎟⎟
⎟⎟
⎠
⎞
⎜⎜
⎜⎜
⎝
⎛
−
−
+
+=
f
m
m
f
eff
v
bF
bF
v
)(
2)(
3
11
θ
θμμ (4)
where
θθθθ
θθθθ
cossin)1(
)cos(sin2)( 2 +−
−
=F (5)
21 εε=eb , 21 μμ=mb (6)
The volume fraction of the spherical particles,
30 )(
3
4
p
r
v f π= , 2200 μεθ rk= , r0 and p are the particle radius and
the lattice constant, respectively. Eq 5 shows that F(θ) is a resonant
function and becomes negative above resonance in some range of
θ, resulting in the negative permittivity or permeability for negative
values of F(θ) with a magnitude on the order of unity as given by
Eqs. (3) and (4).
In Lewin’s model, the constitutive parameters were formulated
only considering the spheres resonating either in the first or second
resonant modes of the Mie series. This is because the higher order Mie
resonances often occur at frequencies beyond the long wavelength
limit, and thus the Clausius-Mossotti equation does not apply. Then,
Jylha et al.39 improved those formulations by taking into account the
electric polarizabilities of spheres operating in the magnetic resonant
modes.
Independent of Lewin’s model, O’Brien and Pendry28 showed that a
negative effective permeability can be obtained in a two-dimensional
array of ferroelectric rods with the magnetic field polarized along the
axes of the rods. Although the underlying physics is the same, the
authors used another method40 (transfer matrix method) to find the
effective media values with similar conclusion. The aforementioned
theoretical results show that a high permittivity microstructured
medium can exhibit isotropic negative values of the effective
permeability and permittivity.
Mie resonance as a new route for
metamaterials
With the rapid development of LHMs, Lewin’s model was reconsidered
and introduced into the realm of metamaterials to realize single and
double negative media. Based on Lewin’s model, Holloway et al.29
numerically demonstrated the feasibility of achieving simultaneously
negative εeff and μeff in the magnetodielectric sphere arrays for
wavelengths where the electric and magnetic resonances are excited
in the spheres. Eqs. (3) and (4) show that εeff and μeff depend on the
permeability and permittivity of the dielectric inclusions and host
medium, as well as the volume fraction of spheres of radius r0. Fig. 2
shows εeff and μeff calculated for υf = 0.5, ε1 = μ1 = 1, ε2 = 40, and
Fig. 2 Calculated effective permittivity εeff and permeability μeff of the
magnetodielectric sphere arrays composite. (Reprinted with permission from29.
© 2003 IEEE.)
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Mie resonance-based dielectric metamaterials REVIEW
DECEMBER 2009 | VOLUME 12 | NUMBER 12 63
μ2 = 200 as a function of k0r0. There are two regions where both εeff
and μeff become negative with the bandwidths becoming narrower by
decreasing the volume fraction υf.
From a practical point of view, many kinds of materials and
shapes of particles have been proposed in the literature to fabricate
negative or less than unity permeability and permittivity dielectric
metamaterials operating in different frequency regions. The designing
ideas are summarized in the following.
Magnetic response
The realization of abnormal permeability is a tricky issue for various
metamaterials, because the magnetic response of materials is usually
weak, especially at infrared or visible frequencies. Lewin’s model
shows that two methods based on Mie resonance can be used to
achieve a negative effective permeability effect. The first one is to
use magnetodielectric inclusions with large values of permeability
and permittivity. The second method is to use nonmagnetic dielectric
particles with extremely large permittivity values. In the former
case, two terms be and bm in Eqs. (3) and (4) contribute to the
negative permeability, while only be plays an important role for the
latter. The possibility to use magnetodielectric particles has been
numerically demonstrated29. However a magnetodielectric particle with
simultaneously large values of permittivity and permeability seems
physically unattainable even in the microwave. Eq. (4) indicates that
nonmagnetic spheres with very high permittivity values can also be
employed to induce negative permeability and permittivity effects at
the different Mie resonance frequencies.
Polaritonic materials, such as ionic solids and polar semiconductors,
or ferroelectric materials can provide the large permittivity. For
ferroelectric materials, their extreme high permittivity values can
be preserved at least up to millimeter wavelengths41. At infrared
frequencies however a roll-off of the dielectric constant is observed
so that they cannot be used in this frequency range. In contrast, the
lattice resonance in polaritonic crystals can be exploited to tailor
the permittivity resonance at infrared and optical frequencies. As a
consequence, the polaritonic resonance of crystals could be potentially
used in the infrared spectral region. The relative permittivity is42
⎟⎟⎠
⎞
⎜⎜⎝
⎛
− −
−
+ ∞=
ω γω ω
ω ω
ε ω ε
i T
T L
r 2 2
2 2
1 ) ( ) ( , (7)
where ε(∞) is the high-frequency limit of the permittivity, ωT and
ωL are the transverse and longitudinal optical phonon frequencies, and
γ is the damping coefficient. Therefore, large values of εr(ω) can be
achieved near the transverse phonon frequency.
A three-dimensional dielectric composite consisting of an array
of dielectric cubes [Ba0.5Sr0.5TiO3 (BST)] with a relative permittivity
of 1600 in a Teflon substrate was fabricated (Fig. 3a) to demonstrate
the feasibility of this full dielectric metamaterial route. On this
basis, isotropic negative values of the effective permeability were
experimentally demonstrated in the microwave region37. The dielectric
cube side length l was 1.0 mm for a lattice constant of 2.5 mm. And
the first TE and TM resonance modes, i.e., magnetic and electric
resonances were determined by transmission measurements at 6.12
and 8.28 GHz respectively. Using smaller cubes (l =0.75 mm) with
a magnetic resonance near 8.5 GHz, in conjunction with an electric
response from metallic wires, researchers fabricated double negative
media. The results of transmission measurements are displayed in
Fig. 3b and the retrieved electromagnetic parameters (Fig. 3c) further
verified the negative permeability near the first Mie resonance.
A rectangular dielectric block43 and piezoelectric disks44 were also
experimentally verified to design very low-loss magnetic metamaterials.
Fig. 3 A three-dimensional dielectric composite with isotropic negative
permeability. (a) Photograph of BST cubes arrayed in Teflon substrate. (b)
Transmission for the dielectric cube array only (dashed line), wire array only
(dotted line), and the combination of BST cubes and wires (solid line). Inset of
Fig. 3(b) shows the measured and calculated transmission phase. (c) Retrieved
refractive index and permeability (inset). (Reprinted with permission from37. ©
2008 American Physical Society.)
(b)
(a)
(c)
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REVIEW Mie resonance-based dielectric metamaterials
DECEMBER 2009 | VOLUME 12 | NUMBER 1264
Also a two-dimensional square lattice of dielectric disk inserted
between two metallic parallel-plate waveguide (Fig. 4a) was also used
to demonstrate negative refraction, where the macroscopic behavior
of dielectric disk provides negative effective permeability and the
waveguide plays a role in a TE cut-off waveguide leading to negative
effective permittivity45. A dielectric block [(Zr,Sn)TiO4 ceramics, dielectric
constant 36.7] with a thin metallic rod screwed inside was proposed to
fabricate gradient metamaterial lenses and numerically demonstrated to
deflect and focus the incident plane waves46. Dielectric-resonator-based
composite right/left-handed transmission lines used to the design of
leaky wave antenna can alleviate the significantly large conducting loss
and increase the radiation efficiency47. Terahertz metamaterials based
on the Mie resonance of polycrystalline TiO2 cubes-arrays on the Al2O3
substrate (Fig. 4b) were also experimentally demonstrated by Shibuya et
al.48, in which the negative permeability and permittivity occur around
0.28 and 0.38 THz, respectively.
A three-dimensional collection of polaritonic spheres was proposed
to obtain isotropic negative effective permeability near the first Mie
resonance at infrared frequencies49. The calculated effective parameters
(LiTaO3 crystal) reported in this reference are shown in Fig. 5 and
the isotropy of electromagnetic properties was also verified by a
comparison with a full multiple scattering approach. Semiconductor
nanoparticles, such as CuCl with a Z3 exciton line at 386.93 nm, Cu2O
with a 2P exciton50, and GaP51 were also suggested to realize negative
permeability within and below the optical region. Metal nanoclusters
possessing large permittivity at visible frequency can also be used to
obtain magnetic Mie resonance52, 53.
Similar to spherical or cubic dielectric elements, the cylindrical
particles can also generate the Mie electromagnetic resonances.
The most important issue is to determine the resonant modes. For
Fig. 5 The calculated effective relative permeability (a) and permittivity (b)
of a collection of LiTaO3 spheres. (Reprinted with permission from49. © 2005
American Physical Society.)
Fig. 4 Schematic of metamaterials based on Mie resonance. (a) A two-dimensional lattice structure for one dielectric-resonator in the cutoff microwave waveguide.
(Reprinted with permission from45. © 2007 IEEE.) (b) Terahertz metamaterial consisting of polycrystalline TiO2 cubes-arrays on the Al2O3 substrate. (Reprinted with
permission from48. © 2008 Metamaterials.)
(b)(a)
(a)
(b)
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Mie resonance-based dielectric metamaterials REVIEW
DECEMBER 2009 | VOLUME 12 | NUMBER 12 65
a TE polarization (E field perpendicular to the rod axis), the lowest
Mie resonance mode (TE0) corresponds to the magnetic response,
resulting in negative permeability values. A two-dimensional array of
ferroelectric rods28, 54 and polaritonic rods55 were proposed to obtain
negative effective permeability56, which can be considered as the
TE0 mode. For TM polarization (E field parallel to the rod axis), the
lowest two Mie resonances modes, TM0 and TM1, correspond to the
electric and magnetic responses, and consequently lead to negative
permittivity and permeability, respectively. The electromagnetic field
distribution displayed for the TM1 mode (Fig. 6) can further clarify the
magnetic resonance mechanism57. The electric field is distributed along
the ± z directions with opposite signs along the propagation direction
(Fig. 6b), accounting for a strong circular displacement current (Fig. 6d
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