IEEE TRANSACTIONS ON INDUSTRIAL ELECTRONICS, VOL. 60, NO. 9, SEPTEMBER 2013 3555
A Modified Three-Phase Four-Wire UPQC Topology
With Reduced DC-Link Voltage Rating
Srinivas Bhaskar Karanki, Nagesh Geddada, Student Member, IEEE, Mahesh K. Mishra, Senior Member, IEEE,
and B. Kalyan Kumar, Member, IEEE
Abstract—The unified power quality conditioner (UPQC) is a
custom power device, which mitigates voltage and current-related
PQ issues in the power distribution systems. In this paper, a
UPQC topology for applications with non-stiff source is proposed.
The proposed topology enables UPQC to have a reduced dc-link
voltage without compromising its compensation capability. This
proposed topology also helps to match the dc-link voltage re-
quirement of the shunt and series active filters of the UPQC. The
topology uses a capacitor in series with the interfacing inductor of
the shunt active filter, and the system neutral is connected to the
negative terminal of the dc-link voltage to avoid the requirement
of the fourth leg in the voltage source inverter (VSI) of the shunt
active filter. The average switching frequency of the switches in the
VSI also reduces, consequently the switching losses in the inverters
reduce. Detailed design aspects of the series capacitor and VSI
parameters have been discussed in the paper. A simulation study
of the proposed topology has been carried out using PSCAD
simulator, and the results are presented. Experimental studies are
carried out on three-phase UPQC prototype to verify the proposed
topology.
Index Terms—Average switching frequency, dc-link voltage,
hybrid topology, non-stiff source, unified power quality condi-
tioner (UPQC).
I. INTRODUCTION
W ITH THE advancement of power electronics and digitalcontrol technology, the renewable energy sources are
increasingly being connected to the distribution systems. On
the other hand, with the proliferation of the power electronics
devices, nonlinear loads and unbalanced loads have degraded
the power quality (PQ) in the power distribution network [1].
Custom power devices have been proposed for enhancing the
quality and reliability of electrical power. Unified PQ con-
ditioner (UPQC) is a versatile custom power device which
consists of two inverters connected back-to-back and deals with
both load current and supply voltage imperfections. UPQC can
simultaneously act as shunt and series active power filters. The
series part of the UPQC is known as dynamic voltage restorer
(DVR). It is used to maintain balanced, distortion free nominal
voltage at the load. The shunt part of the UPQC is known as
distribution static compensator (DSTATCOM), and it is used
Manuscript received September 19, 2011; revised January 31, 2012,
February 9, 2012, and March 30, 2012; accepted May 29, 2012. Date of
publication July 6, 2012; date of current version May 2, 2013. This work
was supported by the Department of Science and Technology, India, under the
project Grant SR/S3/EECE/048/2008.
The authors are with the Department of Electrical Engineering, In-
dian Institute of Technology Madras, Chennai 600 036, India (e-mail:
balu.karanki@gmail.com; nagesh.mselectrical@gmail.com; mahesh@ee.iitm.
ac.in; bkalyan@ee.iitm.ac.in).
Digital Object Identifier 10.1109/TIE.2012.2206333
to compensate load reactive power, harmonics and balance the
load currents thereby making the source current balanced and
distortion free with unity power factor.
Voltage rating of dc-link capacitor largely influences the
compensation performance of an active filter [2]. In general,
the dc-link voltage for the shunt active filter has much higher
value than the peak value of the line-to-neutral voltage. This
is done in order to ensure a proper compensation at the peak
of the source voltage. In [3], the authors mentioned about
the current distortion limit and loss of control limit, which
states that the dc-link voltage should be greater than or equal
to
√
6 times the phase voltage of the system for distortion-
free compensation. When the dc-link voltage is less than this
limit, there is insufficient resultant voltage to drive the currents
through the inductances so as to track the reference currents.
The primary condition for reactive power compensation is that
the magnitude of reference dc-bus capacitor voltage should
be higher than the peak voltage at the point of common
coupling (PCC) [4]. Due to the aforementioned criteria, many
researchers have used a higher value of dc capacitor voltage
based on applications [5]–[13]. Similarly, for series active filter,
the dc-link voltage is maintained at a value equal to the peak of
the line-to-line voltage of the system for proper compensation
[14]–[18].
In case of the UPQC, the dc-link voltage requirement for
the shunt and series active filters is not the same. Thus, it is a
challenging task to have a common dc-link of appropriate rating
in order to achieve satisfactory shunt and series compensation.
The shunt active filter requires higher dc-link voltage when
compared to the series active filter for proper compensation.
In order to have a proper compensation for both series and
shunt active filter, the researchers are left with no choice rather
than to select common dc-link voltage based on shunt active
filter requirement. This will result in over rating of the series
active filter as it requires less dc-link voltage compared to shunt
active filter. Due to this criterion, in literature, a higher dc-
link voltage based on the UPQC topology has been suggested
[19]–[22]. With the high value of dc-link capacitor, the voltage
source inverters (VSIs) become bulky, and the switches used
in the VSI also need to be rated for higher value of voltage
and current. This in turn increases the entire cost and size of
the VSI. To reduce the dc-link voltage storage capacity, few
attempts were made in literature. In [23], [24], a hybrid filter
has been discussed for motor drive applications. The filter is
connected in parallel with diode rectifier and tuned at seventh
harmonic frequency. Although an elegant work, the design is
specific to the motor drive application, and the reactive power
0278-0046/$31.00 © 2012 IEEE
3556 IEEE TRANSACTIONS ON INDUSTRIAL ELECTRONICS, VOL. 60, NO. 9, SEPTEMBER 2013
Fig. 1. Equivalent circuit of neutral-clamped VSI topology-based UPQC.
compensation is not considered, which is an important aspect
in UPQC applications.
In case of the three-phase four-wire system, neutral-clamped
topology is used for UPQC [25], [26]. This topology enables the
independent control of each leg of both the shunt and series in-
verters, but it requires capacitor voltage balancing [27]. In [21],
four-leg VSI topology for shunt active filter has been proposed
for three-phase four-wire system. This topology avoids the
voltage balancing of the capacitor, but the independent control
of the inverter legs is not possible. To overcome the problems
associated with the four-leg topology, in [28], [29], the authors
proposed a T-connected transformer and three-phase VSC-
based DSTATCOM. However, this topology increases the cost
and bulkiness of the UPQC because of the presence of extra
transformer.
In this paper, a UPQC topology with reduced dc-link voltage
is proposed. The topology consists of capacitor in series with
the interfacing inductor of the shunt active filter. The series
capacitor enables reduction in dc-link voltage requirement of
the shunt active filter and simultaneously compensating the re-
active power required by the load, so as to maintain unity power
factor, without compromising its performance. This allows us
to match the dc-link voltage requirements of the series and
shunt active filters with a common dc-link capacitor. Further,
in this topology, the system neutral is connected to the negative
terminal of the dc bus. This will avoid the requirement of
the fourth leg in VSI of the shunt active filter and enables
independent control of each leg of the shunt VSI with single dc
capacitor. The simulation studies are carried out using PSCAD
simulator, and detailed results are presented in the paper. A
prototype of three-phase UPQC is developed in the laboratory
to verify the proposed concept, and the detailed results are
presented in this paper.
II. CONVENTIONAL AND PROPOSED TOPOLOGIES
OF UPQC
In this section, the conventional and proposed topology of the
UPQC are discussed in detail. Fig. 1 shows the power circuit
of the neutral-clamped VSI topology-based UPQC which is
considered as the conventional topology in this study. Even
though this topology requires two dc storage devices, each
leg of the VSI can be controlled independently, and tracking
is smooth with less number of switches when compared to
other VSI topologies [27]. In this figure, vsa, vsb, and vsc are
source voltages of phases a, b, and c, respectively. Similarly,
vta, vtb, and vtc are terminal voltages. The voltages vdvra, vdvrb,
and vdvrc are injected by the series active filter. The three-
phase source currents are represented by isa, isb, and isc, load
currents are represented by ila, ilb, and ilc. The shunt active
filter currents are denoted by ifa, ifb, ifc, and iln represents
the current in the neutral leg. Ls and Rs represent the feeder
inductance and resistance, respectively. The interfacing induc-
tance and resistance of the shunt active filter are represented
by Lf and Rf , respectively, and the interfacing inductance and
filter capacitor of the series active filter are represented by Lse
and Cse, respectively. The load constituted of both linear and
nonlinear loads as shown in this figure. The dc-link capacitors
and voltages across them are represented by Cdc1 = Cdc2 =
Cdc and Vdc1 = Vdc2 = Vdc, respectively, and the total dc-link
voltage is represented by Vdbus(Vdc1 + Vdc2 = 2Vdc). In this
conventional topology, the voltage across each common dc-link
capacitor is chosen as 1.6 times the peak value of the source
voltages as given in [27].
Fig. 2 represents the equivalent circuit of the proposed VSI
topology for UPQC compensated system. In this topology, the
system neutral has been connected to the negative terminal
of the dc bus along with the capacitor Cf in series with the
interfacing inductance of the shunt active filter. This topology is
referred to as modified topology. The passive capacitor Cf has
the capability to supply a part of the reactive power required
by the load, and the active filter will compensate the balance
reactive power and the harmonics present in the load. The ad-
dition of capacitor in series with the interfacing inductor of the
shunt active filter will significantly reduce the dc-link voltage
requirement and consequently reduces the average switching
frequency of the switches. This concept will be illustrated with
analytic description in the following section. The reduction in
KARANKI et al.: MODIFIED THREE-PHASE FOUR-WIRE UPQC TOPOLOGY WITH REDUCED DC-LINK VOLTAGE RATING 3557
Fig. 2. Equivalent circuit of proposed VSI topology for UPQC compensated system (modified topology).
the dc-link voltage requirement of the shunt active filter enables
us to the match the dc-link voltage requirement with the series
active filter. This topology avoids the over rating of the series
active filter of the UPQC compensation system. The design
of the series capacitor Cf and the other VSI parameters have
significant effect on the performance of the compensator. These
are given in the next section. This topology uses a single dc ca-
pacitor unlike the neutral-clamped topology and consequently
avoids the need of balancing the dc-link voltages. Each leg of
the inverter can be controlled independently in shunt active
filter. Unlike the topologies mentioned in the literature [21],
[25], [26], [30], this topology does not require the fourth leg
in the shunt active filter for three-phase four-wire system. The
performance of this topology will be explained in detailed in
the following section.
III. DESIGN OF VSI PARAMETERS
The parameters of the VSI need to be designed carefully
for better tracking performance. The important parameters that
need to be taken into consideration while designing conven-
tional VSI are Vdc, Cdc, Lf , Lse, Cse, and switching frequency
(fsw). The design details of the VSI parameters for the shunt
and series active filter are given in [31], [32]. Based on the
following equations, the parameters of the VSIs are chosen for
study.
A. Design of Shunt Active Filter VSI Parameters
Consider the active filter is connected to an X kVA system
and deals with 0.5X kVA and 2X kVA handling capability
under transient conditions for n cycles. During transient, with
an increase in system kVA load, the voltage across each dc-link
capacitor (Vdc) decreases and vice versa. Allowing a maximum
of 25% variation in Vdc during transient, the differential energy
(ΔEc) across Cdc is given by
ΔEc =
Cdc
[
(1.125Vdc)
2 − (0.875Vdc)2
]
2
. (1)
The change in system energy (ΔEs) for a load change from
2X kVA to 0.5X kVA is
ΔEs = (2X −X/2)nT. (2)
Equating (1) and (2), the dc-link capacitor value is given by
Cdc =
2(2X −X/2)nT
(1.125Vdc)2 − (0.875Vdc)2 . (3)
where, Vm is the peak value of the source voltage, X is the kVA
rating of the system, n is number of cycles, and T time period of
each cycle. An empirical study has been carried out for various
values of interfacing inductance values with the variation of
the dc-link voltage in [31], with Vdc = mVm, and it is found
that m = 1.6 gives fairly good switching performance of the
VSI. The approximate relationship between m and minimum
(fswmin), maximum switching frequency (fswmax) is obtained
by analysis of the VSI in [31], and this is given below. For
switching frequency variation approximately from 6 kHz to
10 kHz, the value of m is 1.58, which is taken as 1.6 in the
study
m =
1√
1− fswmin/fswmax
. (4)
Based on this, the shunt interfacing inductance has been derived
taking into consideration of the maximum switching frequency
and is given below [31]
Lf =
mVm
4h1fswmax
(5)
where
h1 =
√
k1
k2
(2m2 − 1)
4m2
fswmax (6)
where, h1 is the hysteresis band limit, k1 and k2 are proportion-
ality constants.
3558 IEEE TRANSACTIONS ON INDUSTRIAL ELECTRONICS, VOL. 60, NO. 9, SEPTEMBER 2013
B. Design of Series Active Filter VSI Parameters
In order to make the series active filter system a first-order
system, a resistor is added in series with the filter capacitor,
referred as switching band resistor (Rsw) [32].
The rms value of the capacitor current can be expressed as
Ise =
√
I2inv − I2l . Iinv is the series inverter current rating and
Il is the load current. The capacitor branch current is divided
into two components—a fundamental current Ise1, correspond-
ing to the fundamental reference voltage (Vref1) and a switching
frequency current Isw, corresponding to the band voltage (Vsw).
The DVR voltage and the current of the capacitor are given by
Vdvr =
√
V 2ref1 + V
2
sw
Ise =
√
I2se1 + I
2
sw
Vsw = IswRsw =
h2√
3
Vref1 = Ise1Xse1 =
Ise1
2πf1Cse
(7)
where h2 is the hysteresis band voltage.
The resistance (Rsw) and the capacitance (Cse) values are
expressed in terms of band voltage vsw and rated references
voltage (Vref1), respectively, and are given by
Rsw =
h2
Isw
√
3
Cse =
Ise1
Vref12πf1
. (8)
The interfacing inductor Lse has been designed based on the
switching frequency of the series active filter and is given by
Lse =
(Vbus)Rsw
4fswmaxh2
(9)
where Vbus is the total dc-link voltage across both the dc-link
capacitors.
A design example is illustrated for a rated voltage of 230 V
line to neutral and the dc-link voltage reference (Vdcref) of
the conventional VSI topology has been taken as 1.6 Vm for
each capacitor [27], [31]. The hysteresis band (h1) is taken as
0.5 A. From (5), the interfacing inductance (Lf ) is computed
to be 26 mH. The base kVA rating of the system is taken as
5 kVA. Using (3), Cdc is computed and found to be 2200 μF.
The rated series VSI voltage is chosen as 50% of the rated
voltage, i.e., the maximun injection capacity of the series active
filter is 115 V. The hysteresis band (h2) for series active filter
is taken as 3% of the rated voltage, i.e., 6.9 V. The maximun
switching frequency of the IGBT-based inverter is taken as
10 kHz. The series active filter current rating is choosen as 8 A
and the rated load current as 7 A. Using the (7)–(9), the filter
capaciotr Cse, the band resistor Rsw and interfacing inductance
Lse are calculated to be 80 μF, 1.5 Ω, and 5 mH, respectively.
The system parameters are given in Table I for the conventional
VSI topology.
TABLE I
SYSTEM PARAMETERS
C. Design of Cf for the Proposed VSI Topology
The design of the Cf depends upon the value to which the
dc-link voltage is reduced. In general, loads with only nonlinear
components of currents are very rare, and most of the electrical
loads are combination of the linear inductive and nonlinear
loads. Under these conditions, the proposed topology will work
efficiently. The design of the value of Cf is carried out at the
maximum load current, i.e., with the minimum load impedance
to ensure that the designed Cf will perform satisfactorily at all
other loading conditions. If Smax is the maximum kVA rating
of a system and Vbase is the base voltage of the system, then the
minimum impedance in the system is given as
Zmin =
V 2base
Smax
= |Rl + jXl| (say). (10)
In order to achieve the unity power factor, the shunt active filter
current needs to supply the required reactive component of the
load current, i.e., the fundamental imaginary part of the filter
current should be equal to the imaginary part of the load current.
The filter current and load current in a particular phase are given
below
Ifilter =
Vinv1 − Vl1
Rf + j(Xlf −Xcf ) (11)
I load =
Vl1
Rl + jXl
(12)
where, Xlf = 2πfLf , Xl = 2πfLl, Xcf = 1/2πfCf , and f
is the supply frequency of fundamental voltage.
Neglecting the interfacing resistance and equating the imag-
inary parts of the the above equations gives (13)
Vl1Xl
R2l +X
2
l
=
Vinv1 − Vl1
(Xlf −Xcf )2 (Xlf −Xcf ) (13)
where, Vinv1 and Vl1 are the line to neutral rms voltage of the
inverter and the PCC voltage at the fundamental frequency,
respectively. The fundamental component of inverter voltage in
terms of dc-link voltage is described in [33], as given below
Vinv1 =
0.612Vdc
2
√
3
. (14)
KARANKI et al.: MODIFIED THREE-PHASE FOUR-WIRE UPQC TOPOLOGY WITH REDUCED DC-LINK VOLTAGE RATING 3559
In general, if the filter current (If ) flows from the inverter
terminal to the PCC, the voltage at the inverter terminal should
be at a higher potential. Due to this reason, in conventional VSI
topologies, the dc-link voltage is maintained higher than the
voltage at the PCC. Equations (15) and (16) give the KVL along
the filter branch for conventional topology and the proposed
modified topology, respectively
uVdc − vl =Lf dif
dt
+Rf if (15)(
uVdc − 1
Cf
∫
ifdt
)
− vl =Lf dif
dt
+Rf if
(uVdc − vcf )− vl =Lf dif
dt
+Rf if (16)
where, u attains values of 1 or −1 depending on the switching
of the inverter.
In (16), the fundamental voltage across the capacitor (vcf1)
adds to the inverter terminal voltage (uVdc) when the load is
inductive in nature. This is because, when the load is inductive
in nature, the fundamental of the filter current leads the voltage
at the PCC by 90◦ for reactive power compensation, and thus
the fundamental voltage across the capacitor again lags the
fundamental filter current by 90◦. Therefore, the fundamental
voltage across the capacitor will be in phase opposition to the
voltage at the PCC. Thus, the fundamental voltage across the
capacitor adds to the inverter terminal voltage. This allows us
to rate the dc-link voltage at lower value than conventional
design. The designer has a choice to choose the value of
dc-link voltage to be reduced, such that the LC filter in the
active filter leg of each phase offers minimum impedance to
the fundamental fre
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