Available at www.sciencedirect.com
else
V
ti
dr
nm
University of Ca´diz, Cadiz, Spain
bAguas de Jerez, Empresa Municipal, Spain
a r t i c l e i n f o
& 2007 Elsevier Ltd. All rights reserved.
recognized (Kashimada et al., 1996).
isms
n to
light-
dent
This phenomenon therefore represents a potential disadvantage
ARTICLE IN PRESS
WAT E R R E S E A R C H 41 ( 2007 ) 3141 – 3151
�Corresponding author. Tel.: +34 956 016198.
The inactivation of microorganisms by far-UV light (UV-C:
200–280nm) is effected through the formation of lesions in the
genomic DNA of the organisms (Friedberg et al., 1995; Harm,
1980). The major lesion induced by germicidal UV-C light
for UV-C disinfection methods in water reclamation (Weinbauer
et al., 1997; Oguma et al., 2001; Liltved and Landfald, 1996).
Photoreactivation is the phenomenon by which inactivated
microorganisms recover activity through the repair of pyrimidine
0043-1354/$ - see front matter & 2007 Elsevier Ltd. All rights reserved.
doi:10.1016/j.watres.2007.04.008
E-mail address: enrique.nebot@uca.es (E. Nebot Sanz).
disinfection to enable wastewater to be reused are widely (dark repair) mechanisms (Friedberg et al., 1995; Harm, 1980).
promising alternative to chlorine for the disinfection of
wastewater (Lindenauer and Darby, 1994). Reclaimed waste-
water reuse for agricultural purposes and golf course irriga-
tion is now expanding, and the advantages of applying UV
and therefore result in inactivation of the microorgan
(Oguma et al., 2001). However, many organisms are know
possess the ability to repair their DNA damage by
dependent (photoreactivation) as well as light-indepen
1. Introduction
Ultraviolet (UV) light is increasingly being considered as a
(254nm) is the formation of pyrimidine dimers (Harm, 1980;
Rothman and Setlox, 1979; Tyrrell, 1973). The presence of lesions
induced by UV-C would inhibit the normal replication of DNA
Article history:
Received 9 October 2006
Received in revised form
17 February 2007
Accepted 11 April 2007
Available online 25 May 2007
Keywords:
Ultraviolet irradiation
Photoreactivation
Dark repair
Wastewater
Faecal microorganisms
Model
a b s t r a c t
The increased use of UV radiation as a wastewater treatment technology has stimulated
studies of the repair potential of microorganisms following treatment. In this study,
samples of unfiltered secondary effluent were irradiated with seven levels of UV-C doses
(50–200mWs/cm2) from six low-pressure lamps in an open-channel UV disinfection
system. Following irradiation, samples were incubated at 20 1C under photoreactivating
light or in darkness. Samples were analysed for 240min following incubation.
The logistic model is proposed to explain the relation between photoreactivation and
the UV-C dose received by the microorganisms. That model accurately fitted the data
obtained in photoreactivation experiments, permitting interpretation of the estimated
kinetic parameters: Sm and k2. In the experiments carried out in darkness, a slight
reactivation is observed (o0.1%), followed by a decay period in which survival decreases. In
order to model this last period, a modification was made to the logistic model by including
a term of mortality that assumes a zero-order kinetic. The parameters Sm and k2, in both
photoreactivation and darkness, show an exponential dependence on the UV-C inactivat-
ing dose. It is possible to predict their values, and hence the reactivation curve, from the
equations proposed in this work.
journal homepage: www.
Modelling of reactivation after U
dose on subsequent photoreac
E. Nebot Sanza,�, I. Salcedo Da´vilaa, J.A. An
aDepartment of Chemical Engineering, Food Technologies and Enviro
vier.com/locate/watres
disinfection: Effect of UV-C
vation and dark repair
ade Balaob, J.M. Quiroga Alonsoa
ental Technologies, Faculty of Marine and Environmental Sciences,
ARTICLE IN PRESS
No)�100, (%)
S survival ratio at time t, (%)
( 2
dimers in the DNA under near-UV (UV-A) and visible light
(310–480nm) with the enzyme photolyase and without excising
the distorted region (Walker, 1984; Oguma et al., 2001; Liltved and
Landfald, 1996). The dark repair mechanism, as its name
suggests, can repair the damaged DNA without light. This
mechanism is a multi-enzyme repair process involving the
excision of dimers.
Many studies have demonstrated the possibility for photo-
reactivation or dark repair of UV-C damaged microorganisms,
enabling regrowth of the microbial population under certain
conditions, thus reducing the efficacy of UV-C inactivation
(Chan and Killick, 1995; Lindenauer and Darby, 1994; Whitby
and Palmateer, 1993; Eker et al., 1991; Harris et al., 1987;
Levine and Thiel, 1987; Machida et al., 1986).
Systematic quantitative study of photoreactivation, the
more important of the two mechanisms, has suggested a
two-step reaction scheme (Harm, 1980):
Step 1: Formation of a complex between a photoreactivation
enzyme (PRE) and the dimer to be repaired. This step does not
require light, but is dependent on temperature, pH and ionic
strength (Lindenauer and Darby, 1994).
Step 2: Release of PRE and repaired DNA. The restoration of
the dimer to its original monomerized form is absolutely
dependent upon light energy intensity. The reaction occurs in
less than a millisecond; consequently the limiting step of the
whole reactivation process is the formation of the PRE–dimer
complex. An extended period of exposure to photoreactivat-
ing light would enable the release of PRE that would then be
Nomenclature
k1 reactivation first-order reaction rate constant,
min�1
k2 reactivation second-order reaction rate constant,
min�1
M mortality zero-order reaction rate constant,
min�1
No concentration of microorganisms before disinfec-
tion, FCU/100mL
WAT E R R E S E A R C H 413142
available to form new complexes (Step 1).
The effect of temperature on the reactivation phase is still
little studied. Chan et al. (1995) investigated the effect of
salinity and temperature on the reactivation of Escherichia coli
in a marine environment. They found that the effect of
salinity is greater than temperature, although an Arrhenius
tendency was confirmed for the rate constants calculated.
The factors that influence the rate and extent of reactivation
are beginning to emerge through scientific research, but not
enough is known at present to make quantitative predictions in
most cases. It was showed (Kalisvaart, 2004) that medium-
pressure UV lamps produce a broad, ‘‘polychromatic’’ spectrum
of UV wavelengths that inflict irreparable damage not only on
cellular DNA, but on other molecules, such as enzymes, as well.
However low-pressure lamps emit a single wavelength peak
which only affects DNA. Therefore, the microorganism reactiva-
tion is more difficult with medium-pressure lamps. Several
studies have noted that if reactivation is observed in a microbial
species, the extent of reactivation is often inversely related to
the applied UV-C dose (Baron and Bourbigot, 1996; Lindenauer
and Darby, 1994). The repair was generally found to be higher at
low doses (Hu et al., 2005). In an interesting recent review
(Hijnen et al., 2006), it is explained that reactivation entails a
lower inactivation kinetic, and itmeans that higher UV-C fluence
are required to obtain the same level of inactivation. Quantita-
tive data showed a 2.8–4.6 higher UV fluence requirement for 1–3
log inactivation of Legionella pneumophila (Knudson, 1985).
Few papers focus on modelling the reactivation processes:
most simply describe qualitative studies of the process
(Harris et al., 1987; Lindenauer and Darby, 1994; Hassen et
al., 2000; Oguma et al., 2004). Other authors have tried to
model jointly the inactivation and reactivation phases (Tosa
and Hirata, 1999; Beggs, 2002), by comparing experiments
with and without reactivation. Kashimada et al. in 1996
proposed a model to predict independently the reactivation
phase, but the experiments carried out were insufficient to be
generalized. Therefore, it is pertinent to investigate new
kinetic models that permit reactivation processes to be
predicted, and provide a better understanding of the factors
affecting this interesting phenomenon.
Thus, in this study, photoreactivation and dark repair of
three bacterial indicators, total coliforms (TE), faecal coliforms
(FC) and faecal streptococci, were investigated in order to
develop a kinetic model which allows prediction of their
reactivation after UV disinfection depending on the UV-C dose
Sm maximum survival ratio (Nm/No)�100, (%)
Nd concentration of microorganisms after disinfec-
tion (before reactivation), FCU/100mL
Nm maximum concentration of microorganisms,
FCU/100mL
Nr concentration of microorganisms at time t after
the beginning of the reactivation phase, FCU/
100mL
So survival immediately after UV disinfection (Nd/
007 ) 3141 – 3151
applied. For this purpose, the relationship between the repair
and the UV-C irradiation dose was particularly examined. The
extent and rate of reactivation were also studied.
2. Materials and methods
2.1. UV-C irradiation
UV-C irradiation treatment was performed with a 5.0m3/h
horizontal-lamp open-channel UV disinfection system
(Trojan Technologies, Spain, S.L.) and six low-pressure high-
intensity mercury UV lamps (Philips 30W UV-C at 254nm).
The UV channel received the water from the unfiltered
secondary effluent of the Municipal Wastewater Treatment
Plant of Jerez de la Frontera (Spain).
ARTICLE IN PRESS
(2
Bacteria were exposed to seven levels of UV-C fluence
(50, 75, 100, 125, 150, 175 and 200mWs/cm2). The UV-C
fluence (mWs/cm2) applied was calculated as a product of the
average UV fluence rate in the reactor (mW/cm2) and the
irradiation time (s). The average UV fluence rate was
calculated by the Point Source Summation (PSS) method (Ho
et al., 1998; Braunstein et al., 1996; USEPA, 1986, 1992; Qualls
et al., 1989). The exposure time was calculated from the
channel volume and the influent flow rate, after first ensuring
that the plug flow condition existed in the channel.
2.2. Repair conditions
After UV-C irradiation, the water sample was divided and
transferred into two 500mL glass Erlenmeyer flasks (95%
transparent for 360nm light). One of the two Erlenmeyer flasks
was thermostated in a controlled-environment incubator (FOC
225E, Refrigerated Incubator, VELP Scientifica), which was
equipped with one fluorescent lamp (3.7W, PHILIPS TLD), at six
different temperatures: 5, 10, 15, 20, 25 and 30 1C (photoreactiva-
tion). The range of the lampwavelengthswas 310–420nmwith a
broad peak at 360nm. Irradiation periods were in the range of
30–240min (minimum andmaximum values). The UV-A fluence
rate of the fluorescent lamp was 0.1mW/cm2 at 360nm at the
sample surface, estimated by the PSS method and the distance
between the samples and the lamp. The other Erlenmeyer flask
was covered immediately with aluminium foil and incubated
simultaneously at the same temperature for 240min (dark
repair). Concentration of bacteria was measured every 30min
taking samples from each Erlenmeyer flask with a pipette.
2.3. Enumeration of microorganisms
Three bacterial indicators of microbiological contamination
have been analysed: TC, FC and Streptococcus faecalis (SF).
All the microorganisms were analysed according to Standard
Methods for the Examination of Water and Wastewater (APHA
et al., 1992) by using the membrane-filter technique. TC were
cultured on MF-Endo agar and incubated at 35 1C for 24h. FC
were determined on m-FC agar and 24h incubation at 44.5 1C.
Finally, S. faecalis were grown on KF agar at 37 1C for 48h. After
the incubation period, bacterial colonies were counted and the
results calculated as colony forming units per 100mL of sample
(CFU/100mL). For each microorganism and each experimental
condition used, tests were repeated at least three times and
mean values were obtained from these repeated experiments.
Experiments were repeated three times independently for
each bacterium and experimental condition used. Standard
deviations of triplicates are not presented on the graphs, in
the interests of clarity. When standard deviation was
disproportionate (CV420%), data were rejected.
The rates of reactivation were assessed by determining
microorganism survival from microbial numbers before
disinfection and after reactivation phenomenon.
2.4. Modelling the reactivation kinetics
Reactivation is frequently expressed as a function of the
WATER RESEARCH 41
survival ratio in respect of the initial microorganism concen-
tration existing before the inactivating treatment.
Therefore, the survival values were calculated using the
following equation:
S ¼ Nr
No
� 100, (1)
where S is the survival ratio at time t, No is the concentration
of microorganisms before disinfection and Nr is the concen-
tration at time t after the beginning of reactivation.
A typical inactivation–reactivation curve as a function of
time is shown in Fig. 1. In that figure it is possible to
differentiate the various phases of the process: exponential
UV inactivation, reactivation process which includes an
induction period, growth phase, stabilization phase and
decay period. As stated, the reactivation can occur by two
mechanisms according to the exposure of the samples to light
or in darkness.
2.5. Photoreactivation kinetic
Kashimada et al. (1996) proposed an asymptotic model,
assuming the photoreactivation phenomenon follows a
saturation-type first-order reaction, as:
dS
dt
¼ k1 � ðSm � SÞ, (2)
where Sm is the maximum survival ratio and k1 the first-order
reactivation rate constant.
In the model, the term (Sm�S) acts as driving force for the
reactivation. As the survival ratio, S, is reaching its maximum
value (Sm), the process decelerates showing an asymptotic
tendency.
Reactivation curves have been obtained by means of the
experiments described below. In Fig. 2a the typical asympto-
tic-sigmoidal shape of these curves can be observed. In the
induction period, the curve suggests imperceptible reactiva-
tion; then a rapid exponential growth can be seen, and finally
a stabilization period is reached when growth ceases. After
the application of the Kashimada et al. (1996) model, we
observed that it did not fit the data correctly, mainly at the
beginning of the curve, when an induction period is observed
(Fig. 2b). Therefore we decided to modify the model, but
without increasing the number of parameters. The new
model is represented by the following equation:
dS
dt
¼ k2ðSm � SÞ � S, (3)
where k2 is the new growth second-order reactivation rate
constant. This relationship is simply a combination of the
second-order equation and the driving force concept em-
ployed by Kashimada et al. (1996). The equation is really not
new, because it coincides, in its mathematical form, with the
logistic equation proposed by Verhulst in 1838 for interpreting
biological population growth. Nevertheless, the originality of
our work lies in its innovative application to microorganism
reactivation prediction. The model has the advantage that
both kinetic parameters: Sm and k2, have a clear physical
significance. On the one hand, Sm is the maximum limit of the
microorganisms’ survival by reactivation, and on the other
hand, k2 represents the rate at which that value is reached. It
007) 3141– 3151 3143
can be seen in Fig. 2b that this proposed model correctly fits
the experimental data.
ARTICLE IN PRESS
Fig. 2 – (a) Typical photoreactivation curve. (b) Curves from the model proposed by Kashimada et al. (1996), and the logistic
model.
Fig. 1 – A typical inactivation–reactivation curve as a function of time, where No is the concentration of microorganisms before
disinfection, Nd, after disinfection but before reactivation and Nr at time t after the beginning of the reactivation phase. Nm is
the maximum concentration of microorganisms reached by reactivation.
WAT E R R E S E A R C H 41 ( 2007 ) 3141 – 31513144
By the integration of Eq. (3), the following is obtained:
ln
S So � Sm½ �
So S� Sm½ �
¼ k2 � Sm � t, (4)
where So is the survival immediately after UV disinfection
(Nd/No).
From Eq. (4), it is possible to express the variable S as a
function of the kinetic parameters k2, Sm, So and time (Eq. (5))
and, as a result, we can easily obtain the two parameters, Sm
and k2 by non-linear regression.
S ¼ Sm
1þ Sm=So � 1
� � � e�k2 �Sm �t . (5)
This Eq. (5) allows the photoreactivation curve over time to be
simulated (Fig. 3).
ARTICLE IN PRESS
WATER RESEARCH 41 (2007) 3141– 3151 3145
Fig. 3 – Survival ratio versus time of exposure to photoreact
(50–200mWs/cm2). Experimental data and prediction of the log
ivating light for different inactivating UV-C doses applied
istic model.
2.6. Dark repair kinetic
After carrying out the dark repair experiments, it was
observed that the curve of microorganisms’ survival versus
time showed, after a low and brief reactivation period, a decay
phase, not detected in photoreactivation experiments. We
concluded that in darkness, the reactivation did occur but to a
less extent than in illumination conditions, and then the
survival commenced a decreasing tendency (Fig. 4). Therefore
the model proposed (Eq. (5)) did not fit these data, and it was
ARTICLE IN PRESS
WAT E R R E S E A R C H 41 ( 2007 ) 3141 – 31513146
Fig. 4 – Survival ratio versus time of exposure to darkness for d
Experimental data and prediction of the logistic model.
ifferent inactivating UV-C doses applied (50–200mWs/cm2).
apparently low percentage, for a No of 10
6 FCU/mL, would
4
ARTICLE IN PRESS
le
1
–
K
in
e
ti
c
p
a
ra
m
e
te
rs
o
f
th
e
lo
g
is
ti
c
m
o
d
e
l
a
p
p
li
e
d
to
p
h
o
to
re
a
ct
iv
a
ti
o
n
e
x
p
e
ri
m
e
n
ts
C
d
o
se
s
s/
cm
2
)
T
C
F
C
S
F
S
m
(%
su
rv
iv
a
l)
k 2
(%
m
in
)�
1
(o
b
s-
p
re
d
)2
(%
su
rv
iv
a
l)
2
r2
S
m
(%
su
rv
iv
a
l)
k 2
(%
m
in
)�
1
(o
b
s-
p
re
d
)2
(%
su
rv
iv
a
l)
2
r2
S
m
(%
su
rv
iv
a
l)
k 2
(%
m
in
)�
1
(o
b
s-
p
re
d
)2
(%
su
rv
iv
a
l)
2
r2
5
0
0
.9
4
5
0
.0
3
9
6
.7
1
E
-0
2
0
.9
6
2
0
.6
4
4
0
.0
3
1
1
.3
9
E
-0
2
0
.9
7
6
0
.2
6
8
0
.1
5
1
1
.3
6
E
-0
3
0
.9
8
4
7
5
0
.5
5
1
0
.1
0
7
1
.8
7
E
-0
2
0
.9
7
2
0
.3
3
9
0
.1
0
2
3
.4
3
E
-0
3
0
.9
8
2
0
.2
1
4
0
.2
2
0
7
.2
7
E
-0
4
0
.9
9
0
1
0
0
0
.2
9
8
0
.1
3
4
4
.5
2
E
-0
3
0
.9
7
5
0
.1
3
1
0
.2
0
4
4
.3
6
E
-0
4
0
.9
8
2
0
.0
5
3
0
.6
8
6
9
.5
5
E
-0
5
0
.9
6
4
1
2
5
0
.1
9
6
0
.1
6
2
2
.8
8
E
-0
4
0
.9
9
7
0
.1
0
5
0
.1
4
6
2
.9
3
E
-0
4
0
.9
6
9
0
.0
4
0
0
.7
9
1
3
.2
7
E
-0
5
0
.9
7
9
1
5
0
0
.1
2
0
0
.8
5
9
1
.7
0
E
-0
3
0
.9
3
7
0
.0
5
4
0
.4
3
5
1
.0
3
E
-0
4
0
.9
6
8
0
.0
2
2
2
.1
7
4
2
.5
5
E
-0
5
0
.9
3
9
1
7
5
0
.1
0
3
0
.2
1
5
6
.6
4
E
-0
4
0
.9
6
1
0
.0
3
3
0
.8
5
8
5
.8
9
E
-0
5
0
.9
4
4
0
.0
1
4
4
.9
5
5
1
.0
5
E
-0
5
0
.8
5
6
2
0
0
0
.0
2
9
0
.8
3
0
2
.7
6
E
-0
5
0
.9
7
7
0
.0
1
2
1
.3
0
1
3
.4
9
E
-0
6
0
.9
3
2
0
.0
0
8
7
.7
0
3
2
.7
3
E
-0
6
0
.8
0
7
(2007) 3141– 3151 3147
produce a reactivation of 10 colonies, which could cause
serious health and environmental problems. On the other
hand, if the value of k for the different microorganisms is
compared (Table 1), it can be seen that TC and FC have values
similar to each other but lower than SF. This means that SF
reaches the maximum survival ratio sooner than TC and FC
(see Fig. 3), although this maximum is lower than those
reached by TC and FC. Therefore, k2 depends on particular
biochemistry repair mechanisms that vary between the
different microorganisms.
In Table 2 and Fig. 5, the consistent behaviour of Sm and k2
with the UV-C dose can be seen. On the one hand, Sm (the
asymptotic limit of the microorganism
本文档为【E. Nebot Sanza,, I. Salcedo Da´ vilaa, J.A. Andrade Balaob, J.M. Quiroga Alonsoa】,请使用软件OFFICE或WPS软件打开。作品中的文字与图均可以修改和编辑,
图片更改请在作品中右键图片并更换,文字修改请直接点击文字进行修改,也可以新增和删除文档中的内容。
该文档来自用户分享,如有侵权行为请发邮件ishare@vip.sina.com联系网站客服,我们会及时删除。
[版权声明] 本站所有资料为用户分享产生,若发现您的权利被侵害,请联系客服邮件isharekefu@iask.cn,我们尽快处理。
本作品所展示的图片、画像、字体、音乐的版权可能需版权方额外授权,请谨慎使用。
网站提供的党政主题相关内容(国旗、国徽、党徽..)目的在于配合国家政策宣传,仅限个人学习分享使用,禁止用于任何广告和商用目的。